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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHM icon
4326
Autohome
ATHM
$2.71B
– –
-125
Closed -$5K
AVNW icon
4327
Aviat Networks
AVNW
$270M
$0 ﹤0.01%
21
– –
BCH icon
4328
Banco de Chile
BCH
$21B
– –
-1,007
Closed -$23K
BGX
4329
Blackstone Long-Short Credit Income Fund
BGX
$138M
$0 ﹤0.01%
17
-5,073
-100% -$82K
BHB icon
4330
Bar Harbor Bankshares
BHB
$660M
– –
-1,800
Closed -$35K
BBT
4331
Beacon Financial Corp
BBT
$2.64B
– –
-50
Closed -$1K
BUI icon
4332
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$713M
$0 ﹤0.01%
+21
New +$424
BYM
4333
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$0 ﹤0.01%
+15
New +$211
BZH icon
4334
Beazer Homes USA
BZH
$871M
$0 ﹤0.01%
3
– –
CAC icon
4335
Camden National
CAC
$970M
– –
-161
Closed -$4K
CEE
4336
Central and Eastern Europe Fund
CEE
$137M
$0 ﹤0.01%
16
-1
-6% -$22
CENTA icon
4337
Central Garden & Pet Co Class A
CENTA
$2.39B
$0 ﹤0.01%
+13
New +$87
CGEN icon
4338
Compugen
CGEN
$221M
– –
-570
Closed -$5K
CIA icon
4339
Citizens
CIA
$194M
$0 ﹤0.01%
11
– –
CNMD icon
4340
CONMED
CNMD
$1.48B
– –
-88
Closed -$3K
CPIX icon
4341
Cumberland Pharmaceuticals
CPIX
$117M
$0 ﹤0.01%
+12
New +$62
CRNT icon
4342
Ceragon Networks
CRNT
$192M
$0 ﹤0.01%
+100
New +$143
CRTO icon
4343
Criteo S.A. Ordinary Shares
CRTO
$902M
$0 ﹤0.01%
+8
New +$286
CTRN icon
4344
Citi Trends
CTRN
$618M
$0 ﹤0.01%
11
– –
DLNG icon
4345
Dynagas LNG Partners
DLNG
$140M
– –
-8,050
Closed -$190K
DRD
4346
DRDGold
DRD
$2.05B
$0 ﹤0.01%
100
– –
EARN
4347
Ellington Residential Mortgage REIT
EARN
$164M
$0 ﹤0.01%
+3
New +$52
ECF
4348
Ellsworth Growth & Income Fund
ECF
$173M
$0 ﹤0.01%
26
+1
+4% +$8
EEMS icon
4349
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$374M
– –
-20
Closed -$1K
ELS icon
4350
Equity Lifestyle Properties
ELS
$12.5B
$0 ﹤0.01%
+16
New +$385
172 173
174
175 176

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.