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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENIA
4301
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$10K ﹤0.01%
1,262
+1
+0.1% +$8
ENBL
4302
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$10K ﹤0.01%
566
+22
+4% +$376
WBIE
4303
DELISTED
WBI BullBear Rising Income 3000 ETF
WBIE
$10K ﹤0.01%
370
-26
-7% -$713
KLDW
4304
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$10K ﹤0.01%
+300
New +$10.3K
DF
4305
DELISTED
Dean Foods Company
DF
$10K ﹤0.01%
1,438
+275
+24% +$2.4K
WBIB
4306
DELISTED
WBI BullBear Value 2000 ETF
WBIB
$10K ﹤0.01%
401
+193
+93% +$4.71K
WBIA
4307
DELISTED
WBI BullBear Rising Income 2000 ETF
WBIA
$10K ﹤0.01%
411
+198
+93% +$4.94K
TOWR
4308
DELISTED
Tower International, Inc.
TOWR
$10K ﹤0.01%
318
+28
+10% +$909
CLD
4309
DELISTED
Cloud Peak Energy Inc
CLD
$10K ﹤0.01%
4,030
-1,000
-20% -$2.69K
IMPV
4310
DELISTED
Imperva, Inc.
IMPV
$10K ﹤0.01%
217
+47
+28% +$2.27K
FLY
4311
DELISTED
Fly Leasing Limited
FLY
$10K ﹤0.01%
700
– –
TAT
4312
DELISTED
TransAtlantic Petroleum LTD.
TAT
$10K ﹤0.01%
6,229
– –
MLPG
4313
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$10K ﹤0.01%
400
– –
WLH
4314
DELISTED
WILLIAM LYON HOMES
WLH
$10K ﹤0.01%
635
-23
-3% -$478
WBID
4315
DELISTED
WBI BullBear Quality 2000 ETF
WBID
$10K ﹤0.01%
422
+203
+93% +$4.97K
AHRT
4316
AH Realty Trust
AHRT
$506M
$9K ﹤0.01%
620
– –
APLS
4317
DELISTED
Apellis Pharmaceuticals
APLS
$9K ﹤0.01%
+500
New +$9.24K
BLD
4318
DELISTED
TopBuild
BLD
$9K ﹤0.01%
138
-1,988
-94% -$142K
BWEN icon
4319
Broadwind
BWEN
$125M
$9K ﹤0.01%
4,000
– –
CASI
4320
DELISTED
CASI Pharmaceuticals
CASI
$9K ﹤0.01%
205
– –
CNNE icon
4321
Cannae Holdings
CNNE
$675M
$9K ﹤0.01%
417
-74
-15% -$1.45K
CSTE icon
4322
Caesarstone
CSTE
$105M
$9K ﹤0.01%
519
-4,349
-89% -$76.3K
DLNG icon
4323
Dynagas LNG Partners
DLNG
$138M
$9K ﹤0.01%
1,000
– –
EGAN icon
4324
eGain
EGAN
$206M
$9K ﹤0.01%
1,118
+75
+7% +$947
FOSL icon
4325
Fossil Group
FOSL
$330M
$9K ﹤0.01%
387
+250
+182% +$6.29K
171 172
173
174 175

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.