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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAZ
4301
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
$6K ﹤0.01%
1
– –
FMX icon
4302
Fomento Económico Mexicano
FMX
$40.9B
$6K ﹤0.01%
68
– –
FSP
4303
Franklin Street Properties
FSP
$45.3M
$6K ﹤0.01%
565
– –
FTRI icon
4304
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$6K ﹤0.01%
550
– –
FWONA icon
4305
Liberty Media Series A
FWONA
$23.5B
$6K ﹤0.01%
199
+36
+22% +$1.21K
GAU
4306
Galiano Gold
GAU
$522M
$6K ﹤0.01%
5,800
– –
GHM icon
4307
Graham Corp
GHM
$1.28B
$6K ﹤0.01%
276
– –
H icon
4308
Hyatt Hotels
H
$16B
$6K ﹤0.01%
94
-43
-31% -$2.49K
HNRG icon
4309
Hallador Energy
HNRG
$748M
$6K ﹤0.01%
995
+81
+9% +$526
IAF
4310
abrdn Australia Equity Fund
IAF
$127M
$6K ﹤0.01%
300
– –
JKS
4311
JinkoSolar
JKS
$886M
$6K ﹤0.01%
251
+51
+26% +$1.33K
KOF icon
4312
Coca-Cola Femsa
KOF
$22.9B
$6K ﹤0.01%
69
-591
-90% -$49.2K
KWR icon
4313
Quaker Houghton
KWR
$2.96B
$6K ﹤0.01%
43
-466
-92% -$66.3K
LAKE icon
4314
Lakeland Industries
LAKE
$119M
$6K ﹤0.01%
400
– –
LFVN icon
4315
LifeVantage
LFVN
$84.3M
$6K ﹤0.01%
1,285
+143
+13% +$560
NOG icon
4316
Northern Oil and Gas
NOG
$2.56B
$6K ﹤0.01%
678
-75
-10% -$766
OFIX icon
4317
Orthofix Medical
OFIX
$418M
$6K ﹤0.01%
122
-4
-3% -$188
OLP
4318
One Liberty Properties
OLP
$512M
$6K ﹤0.01%
250
– –
PBPB
4319
DELISTED
Potbelly
PBPB
$6K ﹤0.01%
500
-1,084
-68% -$12.6K
PLPC icon
4320
Preformed Line Products
PLPC
$2.26B
$6K ﹤0.01%
95
– –
REI icon
4321
Ring Energy
REI
$354M
$6K ﹤0.01%
+402
New +$5.18K
RMCF icon
4322
Rocky Mountain Chocolate Factory
RMCF
$7.37M
$6K ﹤0.01%
525
– –
ECHO
4323
EchoStar
ECHO
$25.9B
$6K ﹤0.01%
130
– –
SXC icon
4324
SunCoke Energy
SXC
$799M
$6K ﹤0.01%
612
+267
+77% +$2.51K
TRUP icon
4325
Trupanion
TRUP
$1.27B
$6K ﹤0.01%
202
+176
+677% +$4.04K
171 172
173
174 175

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.