We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMI icon
4301
Nuveen Municipal Income
NMI
$130M
$5K ﹤0.01%
390
– –
NRO
4302
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$5K ﹤0.01%
920
-10,159
-92% -$51.5K
OCUL icon
4303
Ocular Therapeutix
OCUL
$2.03B
$5K ﹤0.01%
+500
New +$4.16K
OFIX icon
4304
Orthofix Medical
OFIX
$418M
$5K ﹤0.01%
124
-8
-6% -$296
OIS icon
4305
Oil States International
OIS
$534M
$5K ﹤0.01%
132
-156
-54% -$5.72K
OMER icon
4306
Omeros
OMER
$986M
$5K ﹤0.01%
305
– –
OUSM icon
4307
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$880M
$5K ﹤0.01%
+200
New +$5.05K
PESI icon
4308
Perma-Fix Environmental Services
PESI
$377M
$5K ﹤0.01%
1,720
– –
PLBC icon
4309
Plumas Bancorp
PLBC
$427M
$5K ﹤0.01%
+250
New +$4.42K
PLPC icon
4310
Preformed Line Products
PLPC
$2.26B
$5K ﹤0.01%
95
+1
+1% +$51
PLUG icon
4311
Plug Power
PLUG
$2.94B
$5K ﹤0.01%
4,102
-598
-13% -$686
PRTS icon
4312
CarParts.com
PRTS
$51.2M
$5K ﹤0.01%
150
– –
RDWR icon
4313
Radware
RDWR
$1.2B
$5K ﹤0.01%
300
– –
SRL icon
4314
Scully Royalty
SRL
$89.4M
$5K ﹤0.01%
652
+52
+9% +$523
TRNO icon
4315
Terreno Realty
TRNO
$7.45B
$5K ﹤0.01%
184
-98
-35% -$2.71K
UE icon
4316
Urban Edge Properties
UE
$2.75B
$5K ﹤0.01%
177
– –
UMH
4317
UMH Properties
UMH
$1.34B
$5K ﹤0.01%
300
– –
WNS
4318
DELISTED
WNS Holdings
WNS
$5K ﹤0.01%
171
+20
+13% +$567
CTLT
4319
DELISTED
CATALENT, INC.
CTLT
$5K ﹤0.01%
187
+141
+307% +$3.94K
EXPR
4320
DELISTED
Express, Inc.
EXPR
$5K ﹤0.01%
30
-8
-21% -$1.65K
NVTA
4321
DELISTED
Invitae Corporation
NVTA
$5K ﹤0.01%
453
– –
CGRN
4322
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$5K ﹤0.01%
599
+395
+194% +$2.97K
INFI
4323
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$5K ﹤0.01%
1,475
+93
+7% +$229
ACGN
4324
DELISTED
Aceragen Inc
ACGN
$5K ﹤0.01%
15
– –
MBII
4325
DELISTED
Marrone Bio Innovations, Inc.
MBII
$5K ﹤0.01%
2,850
– –
171 172
173
174 175

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.