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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKS
4301
JinkoSolar
JKS
$873M
$4K ﹤0.01%
200
– –
KTOS icon
4302
Kratos Defense & Security Solutions
KTOS
$12B
$4K ﹤0.01%
550
– –
LAKE icon
4303
Lakeland Industries
LAKE
$120M
$4K ﹤0.01%
400
– –
LEE icon
4304
Lee Enterprises
LEE
$181M
$4K ﹤0.01%
143
– –
LTRX icon
4305
Lantronix
LTRX
$264M
$4K ﹤0.01%
2,338
– –
MDXG icon
4306
MiMedx Group
MDXG
$630M
$4K ﹤0.01%
475
– –
MRTN icon
4307
Marten Transport
MRTN
$1.18B
$4K ﹤0.01%
443
+83
+23% +$746
MYE icon
4308
Myers Industries
MYE
$1.21B
$4K ﹤0.01%
258
– –
NMI icon
4309
Nuveen Municipal Income
NMI
$130M
$4K ﹤0.01%
390
– –
PDFS icon
4310
PDF Solutions
PDFS
$2.08B
$4K ﹤0.01%
160
– –
PFBC icon
4311
Preferred Bank
PFBC
$1.26B
$4K ﹤0.01%
+80
New +$3.39K
RAIL icon
4312
FreightCar America
RAIL
$252M
$4K ﹤0.01%
239
– –
RDWR icon
4313
Radware
RDWR
$1.2B
$4K ﹤0.01%
300
– –
RM icon
4314
Regional Management Corp
RM
$292M
$4K ﹤0.01%
162
+125
+338% +$2.98K
SBSW icon
4315
Sibanye-Stillwater
SBSW
$7.51B
$4K ﹤0.01%
635
– –
SPNS
4316
DELISTED
Sapiens International
SPNS
$4K ﹤0.01%
300
– –
SPYD icon
4317
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.7B
$4K ﹤0.01%
111
– –
SRI icon
4318
Stoneridge
SRI
$193M
$4K ﹤0.01%
200
– –
STAA icon
4319
STAAR Surgical
STAA
$1.24B
$4K ﹤0.01%
401
– –
SUP
4320
DELISTED
Superior Industries International
SUP
$4K ﹤0.01%
144
– –
URG
4321
Ur-Energy
URG
$552M
$4K ﹤0.01%
7,000
+3,250
+87% +$1.56K
VSTM icon
4322
Verastem
VSTM
$638M
$4K ﹤0.01%
318
-25
-7% -$372
WNS
4323
DELISTED
WNS Holdings
WNS
$4K ﹤0.01%
151
– –
WTI icon
4324
W&T Offshore
WTI
$575M
$4K ﹤0.01%
1,300
– –
ONIT
4325
Onity Group
ONIT
$328M
$4K ﹤0.01%
50
-20
-29% -$1.41K
171 172
173
174 175

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.