We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVIA
4301
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$4K ﹤0.01%
1,400
– –
CIE
4302
DELISTED
Cobalt International Energy, Inc
CIE
$4K ﹤0.01%
200
– –
HILO
4303
DELISTED
Columbia EM Quality Dividend ETF
HILO
$4K ﹤0.01%
300
– –
PRB
4304
DELISTED
VanEck Vectors Pre-Refunded Municipal Index ETF
PRB
$4K ﹤0.01%
159
– –
AAWW
4305
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$4K ﹤0.01%
100
-949
-90% -$37.1K
MSFG
4306
DELISTED
MainSource Financial Group Inc
MSFG
$4K ﹤0.01%
163
– –
DGI
4307
DELISTED
DigitalGlobe Inc.
DGI
$4K ﹤0.01%
159
– –
MWW
4308
DELISTED
Monster Worldwide Inc
MWW
$4K ﹤0.01%
+1,167
New +$3.72K
HTCH
4309
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$4K ﹤0.01%
925
– –
ISRL
4310
DELISTED
Isramco Inc
ISRL
$4K ﹤0.01%
+50
New +$4.04K
CZR
4311
DELISTED
Caesars Entertainment Corporation
CZR
$4K ﹤0.01%
500
-500
-50% -$3.6K
AAT
4312
American Assets Trust
AAT
$1.37B
$3K ﹤0.01%
68
+57
+518% +$2.52K
AEMD icon
4313
Aethlon Medical
AEMD
$1.67M
– –
0
– –
ARWR icon
4314
Arrowhead Research
ARWR
$12.6B
$3K ﹤0.01%
450
+200
+80% +$1.3K
ATRC icon
4315
AtriCure
ATRC
$2.18B
$3K ﹤0.01%
160
– –
AXSM icon
4316
Axsome Therapeutics
AXSM
$11.3B
$3K ﹤0.01%
+391
New +$2.96K
BANF icon
4317
BancFirst
BANF
$3.82B
$3K ﹤0.01%
76
-590
-89% -$19.7K
BGSF icon
4318
BGSF Inc
BGSF
$59.2M
$3K ﹤0.01%
200
– –
BBT
4319
Beacon Financial Corp
BBT
$2.66B
$3K ﹤0.01%
107
-22
-17% -$600
CCOI icon
4320
Cogent Communications
CCOI
$554M
$3K ﹤0.01%
81
– –
CECO icon
4321
Ceco Environmental
CECO
$4.32B
$3K ﹤0.01%
266
+2
+0.8% +$20
CLAR icon
4322
Clarus
CLAR
$146M
$3K ﹤0.01%
502
– –
CLS icon
4323
Celestica
CLS
$39.1B
$3K ﹤0.01%
258
-280
-52% -$2.94K
COOP
4324
DELISTED
Mr. Cooper
COOP
$3K ﹤0.01%
105
+3
+3% +$84
CRBP icon
4325
Corbus Pharmaceuticals
CRBP
$184M
$3K ﹤0.01%
+13
New +$1.62K
171 172
173
174 175

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.