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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISEE
4301
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$2K ﹤0.01%
65
-6
-8% -$318
SPNE
4302
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$2K ﹤0.01%
+100
New +$1.63K
ZVO
4303
DELISTED
Zovio Inc. Common Stock
ZVO
$2K ﹤0.01%
300
– –
HSTO
4304
DELISTED
Histogen Inc. Common Stock
HSTO
$2K ﹤0.01%
3
– –
VCRA
4305
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$2K ﹤0.01%
200
– –
RP
4306
DELISTED
RealPage, Inc.
RP
$2K ﹤0.01%
90
+10
+13% +$186
HMSY
4307
DELISTED
HMS Holdings Corp.
HMSY
$2K ﹤0.01%
178
-53
-23% -$591
ZAGG
4308
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$2K ﹤0.01%
300
-100
-25% -$752
MVC
4309
DELISTED
MVC Capital, Inc.
MVC
$2K ﹤0.01%
300
– –
DNR
4310
DELISTED
Denbury Resources, Inc.
DNR
$2K ﹤0.01%
892
-12,556
-93% -$48.5K
GMZ
4311
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$2K ﹤0.01%
29
– –
TRK
4312
DELISTED
Speedway Motorsports, Inc.
TRK
$2K ﹤0.01%
106
– –
PETX
4313
DELISTED
Aratana Therapeutics, Inc.
PETX
$2K ﹤0.01%
+199
New +$3.37K
TI.A
4314
DELISTED
Telecom Italia 10 Svg
TI.A
$2K ﹤0.01%
225
– –
AUSE
4315
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$2K ﹤0.01%
45
– –
GST
4316
DELISTED
Gastar Exploration Inc.
GST
$2K ﹤0.01%
1,700
– –
ILG
4317
DELISTED
ILG, Inc Common Stock
ILG
$2K ﹤0.01%
97
– –
RSPP
4318
DELISTED
RSP Permian, Inc.
RSPP
$2K ﹤0.01%
102
+3
+3% +$71
AEUA
4319
DELISTED
Anadarko Petroleum Corporation
AEUA
$2K ﹤0.01%
+57
New +$2.64K
SPIL
4320
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$2K ﹤0.01%
263
– –
FNFV
4321
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$2K ﹤0.01%
156
– –
ABCO
4322
DELISTED
Advisory Board Co
ABCO
$2K ﹤0.01%
42
– –
BONT
4323
DELISTED
Bon-Ton Stores Inc/The
BONT
$2K ﹤0.01%
600
– –
SGBK
4324
DELISTED
Stonegate Bank
SGBK
$2K ﹤0.01%
72
– –
ENOC
4325
DELISTED
EnerNOC, Inc.
ENOC
$2K ﹤0.01%
260
+60
+30% +$521
171 172
173
174 175

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.