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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URZ
4301
DELISTED
URANERZ ENERGY CORP
URZ
$1K ﹤0.01%
1,045
– –
BRDR
4302
DELISTED
BODERFREE INC COM
BRDR
$1K ﹤0.01%
150
– –
HPTX
4303
DELISTED
HYPERION THERAPEUTICS INC COM STK (DE)
HPTX
$1K ﹤0.01%
39
– –
ELX
4304
DELISTED
EMULEX CORP
ELX
$1K ﹤0.01%
100
– –
KNM
4305
DELISTED
KONAMI CORPORATION ADS (1 SH COM STK)
KNM
$1K ﹤0.01%
33
– –
RCPI
4306
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
$1K ﹤0.01%
168
+40
+31% +$210
AVIV
4307
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$1K ﹤0.01%
15
-9
-38% -$287
RNE
4308
DELISTED
MORGAN STLY EASTEURO FD
RNE
$1K ﹤0.01%
100
– –
WHX
4309
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$1K ﹤0.01%
300
– –
AUO
4310
DELISTED
AU Optronics Corp
AUO
$1K ﹤0.01%
186
-289
-61% -$1.32K
IPAS
4311
DELISTED
Ipass Inc Common Stock
IPAS
$1K ﹤0.01%
+100
New +$1.46K
IMUC
4312
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$1K ﹤0.01%
45
+20
+80% +$576
DRII
4313
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$1K ﹤0.01%
20
– –
WIBC
4314
DELISTED
WILSHIRE BANCORP INC
WIBC
$1K ﹤0.01%
+137
New +$1.33K
STMP
4315
DELISTED
Stamps.com, Inc.
STMP
$1K ﹤0.01%
+16
New +$667
FXCB
4316
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$1K ﹤0.01%
57
– –
ACTG icon
4317
Acacia Research
ACTG
$455M
$0 ﹤0.01%
26
– –
AGEN
4318
Agenus
AGEN
$294M
– –
-3
Closed –
AIN icon
4319
Albany International
AIN
$1.77B
– –
-95
Closed -$3K
ALLT icon
4320
Allot
ALLT
$379M
– –
-28
Closed –
AMRN
4321
Amarin Corp
AMRN
$299M
$0 ﹤0.01%
+1
New +$21
AMSC icon
4322
American Superconductor
AMSC
$1.54B
$0 ﹤0.01%
+12
New +$127
ANGI icon
4323
Angi Inc
ANGI
$186M
$0 ﹤0.01%
5
– –
ARDC
4324
Are Dynamic Credit Allocation Fund
ARDC
$299M
$0 ﹤0.01%
+7
New +$116
ASTE icon
4325
Astec Industries
ASTE
$998M
$0 ﹤0.01%
11
– –
171 172
173
174 175

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.