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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REIS
4276
DELISTED
Reis, Inc.
REIS
$7K ﹤0.01%
393
+55
+16% +$1.03K
NVIV
4277
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
-1
Closed -$30.7K
PLPM
4278
DELISTED
Planet Payment, Inc
PLPM
$7K ﹤0.01%
+1,700
New +$6.32K
NEFF
4279
DELISTED
Neff Corporation
NEFF
$7K ﹤0.01%
260
+60
+30% +$1.38K
PCO
4280
DELISTED
Pendrell Corporation - Class A
PCO
$7K ﹤0.01%
+10
New +$6.76K
RVLT
4281
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$7K ﹤0.01%
1,100
-400
-27% -$2.87K
EGL
4282
DELISTED
Engility Holdings, Inc.
EGL
$7K ﹤0.01%
203
-15
-7% -$457
NTP
4283
DELISTED
Nam Tai Property Inc.
NTP
$7K ﹤0.01%
627
+557
+796% +$5.6K
GRA
4284
DELISTED
W.R. Grace & Co.
GRA
$7K ﹤0.01%
102
-101
-50% -$7.13K
AXJL
4285
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$7K ﹤0.01%
101
– –
TRCO
4286
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$7K ﹤0.01%
187
-367
-66% -$14.9K
AN icon
4287
AutoNation
AN
$6.88B
$6K ﹤0.01%
133
-81
-38% -$3.51K
ATLO icon
4288
AMES National
ATLO
$275M
$6K ﹤0.01%
200
+100
+100% +$2.88K
BAP icon
4289
Credicorp
BAP
$30.4B
$6K ﹤0.01%
31
-23
-43% -$4.52K
BIB icon
4290
ProShares Ultra NASDAQ Biotechnology
BIB
$88.2M
$6K ﹤0.01%
100
-157
-61% -$8.93K
BLRX
4291
BioLineRX
BLRX
$11.8M
$6K ﹤0.01%
8
– –
CBZ icon
4292
CBIZ
CBZ
$2.95B
$6K ﹤0.01%
354
+220
+164% +$3.32K
CHIQ icon
4293
Global X MSCI China Consumer Discretionary ETF
CHIQ
$127M
$6K ﹤0.01%
375
– –
CTBI icon
4294
Community Trust Bancorp
CTBI
$1.41B
$6K ﹤0.01%
133
+132
+13,200% +$5.68K
EBF icon
4295
Ennis
EBF
$558M
$6K ﹤0.01%
292
+289
+9,633% +$5.53K
EDEN icon
4296
iShares MSCI Denmark ETF
EDEN
$204M
$6K ﹤0.01%
90
– –
EFOI icon
4297
Energy Focus
EFOI
$19.7M
$6K ﹤0.01%
69
– –
ELP
4298
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$6K ﹤0.01%
1,830
+632
+53% +$2.21K
ENPH icon
4299
Enphase Energy
ENPH
$5.41B
$6K ﹤0.01%
3,950
-6,040
-60% -$6.18K
ENVA icon
4300
Enova International
ENVA
$6.29B
$6K ﹤0.01%
417
-271
-39% -$3.68K
170 171
172
173 174

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.