We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAYN
4276
DELISTED
Haynes International, Inc.
HAYN
$4K ﹤0.01%
100
– –
ATRI
4277
DELISTED
Atrion Corp
ATRI
$4K ﹤0.01%
10
-1
-9% -$445
NVTA
4278
DELISTED
Invitae Corporation
NVTA
$4K ﹤0.01%
453
– –
FRGI
4279
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$4K ﹤0.01%
154
+44
+40% +$1.06K
LTRPA
4280
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$4K ﹤0.01%
172
– –
RUTH
4281
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$4K ﹤0.01%
250
– –
RJZ
4282
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$4K ﹤0.01%
450
– –
XLRN
4283
DELISTED
Acceleron Pharma
XLRN
$4K ﹤0.01%
113
+100
+769% +$3.31K
FFG
4284
DELISTED
FBL Financial Group
FFG
$4K ﹤0.01%
61
– –
WMGI
4285
DELISTED
Wright Medical Group Inc
WMGI
$4K ﹤0.01%
144
-906
-86% -$20.9K
CCMP
4286
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$4K ﹤0.01%
72
– –
SHLO
4287
DELISTED
Shiloh Industries Inc
SHLO
$4K ﹤0.01%
500
-1,000
-67% -$8.27K
ZN
4288
DELISTED
Zion Oil & Gas, Inc.
ZN
$4K ﹤0.01%
2,630
– –
VQT
4289
DELISTED
iPath S&P VEQTOR ETN
VQT
$4K ﹤0.01%
28
– –
OPB
4290
DELISTED
Opus Bank Common Stock
OPB
$4K ﹤0.01%
125
-109
-47% -$3.73K
HABT
4291
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$4K ﹤0.01%
300
-200
-40% -$3.08K
TOO
4292
DELISTED
Teekay Offshore Partners L.P.
TOO
$4K ﹤0.01%
688
+150
+28% +$835
AVP
4293
DELISTED
Avon Products, Inc.
AVP
$4K ﹤0.01%
778
-408
-34% -$2.04K
CART
4294
DELISTED
Carolina Trust BancShares
CART
$4K ﹤0.01%
732
– –
SEMG
4295
DELISTED
SEMGROUP CORPORATION
SEMG
$4K ﹤0.01%
+127
New +$4.04K
BOJA
4296
DELISTED
Bojangles', Inc. Common Stock
BOJA
$4K ﹤0.01%
+250
New +$4.18K
TSRO
4297
DELISTED
TESARO, Inc.
TSRO
$4K ﹤0.01%
31
+6
+24% +$560
REIS
4298
DELISTED
Reis, Inc.
REIS
$4K ﹤0.01%
199
-802
-80% -$17.5K
PMC
4299
DELISTED
PharMerica Corporation
PMC
$4K ﹤0.01%
127
– –
ABCO
4300
DELISTED
Advisory Board Co
ABCO
$4K ﹤0.01%
92
+17
+23% +$699
170 171
172
173 174

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.