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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXN icon
4251
First Trust Nasdaq Oil & Gas ETF
FTXN
$164M
$10K ﹤0.01%
625
-7,595
-92% -$157K
FWONA icon
4252
Liberty Media Series A
FWONA
$24.1B
$10K ﹤0.01%
325
+15
+5% +$443
FYLD icon
4253
Cambria Foreign Shareholder Yield ETF
FYLD
$729M
$10K ﹤0.01%
500
– –
GEF icon
4254
Greif
GEF
$4.97B
$10K ﹤0.01%
264
– –
HUBG icon
4255
HUB Group
HUBG
$2.54B
$10K ﹤0.01%
526
-244
-32% -$5.23K
HUYA
4256
Huya Inc
HUYA
$538M
$10K ﹤0.01%
628
-442
-41% -$8.2K
IR icon
4257
Ingersoll Rand
IR
$32.5B
$10K ﹤0.01%
518
+212
+69% +$5.2K
ITRN icon
4258
Ituran Location and Control
ITRN
$1.06B
$10K ﹤0.01%
300
– –
JEQ
4259
DELISTED
abrdn Japan Equity Fund
JEQ
$10K ﹤0.01%
1,500
– –
KNDI
4260
Kandi Technologies Group
KNDI
$63.3M
$10K ﹤0.01%
2,830
+550
+24% +$2.53K
LEAD
4261
DELISTED
Siren DIVCON Leaders Dividend ETF
LEAD
$10K ﹤0.01%
350
– –
MOMO
4262
Hello Group
MOMO
$855M
$10K ﹤0.01%
405
-1,492
-79% -$46.9K
NRC icon
4263
NRC Health Common Stock
NRC
$471M
$10K ﹤0.01%
250
– –
OII icon
4264
Oceaneering
OII
$5.16B
$10K ﹤0.01%
740
+514
+227% +$9.67K
PAC icon
4265
Grupo Aeroportuario del Pacifico
PAC
$12.5B
$10K ﹤0.01%
128
+1
+0.8% +$84
PATK icon
4266
Patrick Industries
PATK
$2.74B
$10K ﹤0.01%
501
-501
-50% -$14.2K
PLAB icon
4267
Photronics
PLAB
$1.97B
$10K ﹤0.01%
1,000
– –
PST icon
4268
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$10K ﹤0.01%
464
– –
RGCO icon
4269
RGC Resources
RGCO
$225M
$10K ﹤0.01%
325
+125
+63% +$3.47K
RYAM icon
4270
Rayonier Advanced Materials
RYAM
$568M
$10K ﹤0.01%
933
-462
-33% -$6.28K
SLVO icon
4271
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$12.5M
$10K ﹤0.01%
75
– –
SPXT icon
4272
ProShares S&P 500 ex-Technology ETF
SPXT
$293M
$10K ﹤0.01%
205
– –
TAC icon
4273
TransAlta
TAC
$4B
$10K ﹤0.01%
2,530
+2,000
+377% +$10.5K
TBX icon
4274
ProShares Short 7-10 Year Treasury
TBX
$20.8M
$10K ﹤0.01%
363
+1
+0.3% +$29
TUSK icon
4275
Mammoth Energy Services
TUSK
$158M
$10K ﹤0.01%
494
+87
+21% +$2.14K
169 170
171
172 173

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.