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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLEH
4251
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
$11K ﹤0.01%
389
-27,725
-99% -$797K
ADRD
4252
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
$11K ﹤0.01%
465
+75
+19% +$1.69K
JMT
4253
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$11K ﹤0.01%
488
+14
+3% +$321
HF
4254
DELISTED
HFF Inc.
HF
$11K ﹤0.01%
268
+241
+893% +$10.1K
PAF
4255
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$11K ﹤0.01%
205
+2
+1% +$110
JPBI
4256
DELISTED
James Purpose Based Investment ETF
JPBI
$11K ﹤0.01%
425
– –
VEDL
4257
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$11K ﹤0.01%
793
-1,485
-65% -$18.8K
ACCO icon
4258
Acco Brands
ACCO
$399M
$10K ﹤0.01%
885
+77
+10% +$988
ALLK
4259
DELISTED
Allakos
ALLK
$10K ﹤0.01%
+250
New +$10.3K
ANF icon
4260
Abercrombie & Fitch
ANF
$4.84B
$10K ﹤0.01%
477
-1,318
-73% -$32K
BE icon
4261
Bloom Energy
BE
$69.6B
$10K ﹤0.01%
+295
New +$8.25K
BLFS icon
4262
BioLife Solutions
BLFS
$1.72B
$10K ﹤0.01%
+577
New +$11.4K
CCRN
4263
DELISTED
Cross Country Healthcare
CCRN
$10K ﹤0.01%
1,111
+111
+11% +$1.13K
CHCT
4264
Community Healthcare Trust
CHCT
$433M
$10K ﹤0.01%
338
+9
+3% +$275
CHIQ icon
4265
Global X MSCI China Consumer Discretionary ETF
CHIQ
$120M
$10K ﹤0.01%
650
– –
CRK icon
4266
Comstock Resources
CRK
$3.99B
$10K ﹤0.01%
1,205
-43
-3% -$403
CSIQ icon
4267
Canadian Solar
CSIQ
$1.04B
$10K ﹤0.01%
700
– –
EBF icon
4268
Ennis
EBF
$559M
$10K ﹤0.01%
504
+60
+14% +$1.27K
EFAD icon
4269
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64.1M
$10K ﹤0.01%
250
-3,859
-94% -$149K
ENIC icon
4270
Enel Chile
ENIC
$6.1B
$10K ﹤0.01%
1,933
+261
+16% +$1.3K
FDBC icon
4271
Fidelity D&D Bancorp
FDBC
$321M
$10K ﹤0.01%
148
– –
FLWS icon
4272
1-800-Flowers.com
FLWS
$261M
$10K ﹤0.01%
879
-207
-19% -$2.68K
FMY
4273
First Trust Mortgage Income Fund
FMY
$49.2M
$10K ﹤0.01%
761
-2,190
-74% -$29.2K
FXY icon
4274
Invesco CurrencyShares Japanese Yen Trust
FXY
$426M
$10K ﹤0.01%
121
-148
-55% -$12.7K
GLP icon
4275
Global Partners
GLP
$1.69B
$10K ﹤0.01%
537
+13
+2% +$242
169 170
171
172 173

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.