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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRT
4251
North European Oil Royalty Trust
NRT
$83.8M
$4K ﹤0.01%
504
– –
NVGS icon
4252
Navigator Holdings
NVGS
$1.23B
$4K ﹤0.01%
+532
New +$4.58K
OFIX icon
4253
Orthofix Medical
OFIX
$420M
$4K ﹤0.01%
100
– –
OUT icon
4254
Outfront Media
OUT
$5.27B
$4K ﹤0.01%
183
-49
-21% -$1.1K
PBPB
4255
DELISTED
Potbelly
PBPB
$4K ﹤0.01%
290
-2,000
-87% -$25.9K
PCTY icon
4256
Paylocity
PCTY
$7.7B
$4K ﹤0.01%
100
-190
-66% -$8.43K
PLUS icon
4257
ePlus
PLUS
$2.32B
$4K ﹤0.01%
+172
New +$3.75K
POST icon
4258
Post Holdings
POST
$3.56B
$4K ﹤0.01%
86
-458
-84% -$25.1K
PTCT icon
4259
PTC Therapeutics
PTCT
$6.15B
$4K ﹤0.01%
277
– –
PXLW icon
4260
Pixelworks
PXLW
$38.3M
$4K ﹤0.01%
+125
New +$3.77K
RDWR icon
4261
Radware
RDWR
$1.2B
$4K ﹤0.01%
300
– –
SOYB icon
4262
Teucrium Soybean Fund
SOYB
$59.8M
$4K ﹤0.01%
200
– –
SPNS
4263
DELISTED
Sapiens International
SPNS
$4K ﹤0.01%
+300
New +$3.92K
SPYD icon
4264
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.7B
$4K ﹤0.01%
111
– –
SRI icon
4265
Stoneridge
SRI
$193M
$4K ﹤0.01%
200
-170
-46% -$2.93K
STAA icon
4266
STAAR Surgical
STAA
$1.24B
$4K ﹤0.01%
401
+243
+154% +$1.95K
SUP
4267
DELISTED
Superior Industries International
SUP
$4K ﹤0.01%
144
+100
+227% +$2.9K
TISI icon
4268
Team
TISI
$104M
$4K ﹤0.01%
13
-12
-48% -$3.55K
TMV icon
4269
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$194M
$4K ﹤0.01%
100
– –
TNK icon
4270
Teekay Tankers
TNK
$2.69B
$4K ﹤0.01%
177
-1,712
-91% -$38.4K
VEON icon
4271
VEON
VEON
$3.9B
$4K ﹤0.01%
51
– –
XWEL icon
4272
XWELL
XWEL
$8.36M
$4K ﹤0.01%
1
– –
ONIT
4273
Onity Group
ONIT
$328M
$4K ﹤0.01%
70
– –
NPKI
4274
NPK International
NPKI
$1.18B
$4K ﹤0.01%
490
– –
PRSU
4275
Pursuit Attractions and Hospitality Inc
PRSU
$1.26B
$4K ﹤0.01%
128
+66
+106% +$2.29K
169 170
171
172 173

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.