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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWOU
4251
DELISTED
2U Inc
TWOU
$3K ﹤0.01%
+3
New +$2.25K
CTG
4252
DELISTED
Computer Task Group, Inc.
CTG
$3K ﹤0.01%
455
– –
GLCN
4253
DELISTED
VanEck China Growth Leaders ETF
GLCN
$3K ﹤0.01%
67
+2
+3% +$91
ACGN
4254
DELISTED
Aceragen Inc
ACGN
$3K ﹤0.01%
7
– –
AMRS
4255
DELISTED
Amyris Inc.
AMRS
$3K ﹤0.01%
133
– –
MTEM
4256
DELISTED
Molecular Templates, Inc.
MTEM
$3K ﹤0.01%
49
+12
+32% +$5.92K
IBA
4257
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$3K ﹤0.01%
64
-18
-22% -$962
PRTY
4258
DELISTED
Party City Holdco Inc.
PRTY
$3K ﹤0.01%
205
– –
RJZ
4259
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$3K ﹤0.01%
450
-900
-67% -$5.95K
ACH
4260
DELISTED
Alum Corp of China Ltd
ACH
$3K ﹤0.01%
420
– –
MBII
4261
DELISTED
Marrone Bio Innovations, Inc.
MBII
$3K ﹤0.01%
2,850
– –
ALSK
4262
DELISTED
Alaska Communications Systems
ALSK
$3K ﹤0.01%
1,746
+1,702
+3,868% +$3.56K
CZZ
4263
DELISTED
Cosan Limited
CZZ
$3K ﹤0.01%
893
+378
+73% +$1.36K
CLCT
4264
DELISTED
Collectors Universe
CLCT
$3K ﹤0.01%
217
– –
IBDL
4265
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$3K ﹤0.01%
104
– –
MR
4266
DELISTED
Montage Resources Corporation Common Stock
MR
$3K ﹤0.01%
100
– –
PGNX
4267
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$3K ﹤0.01%
475
– –
TIVO
4268
DELISTED
Tivo Inc
TIVO
$3K ﹤0.01%
200
-1,325
-87% -$14.9K
CHKR
4269
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$3K ﹤0.01%
1,000
– –
PKD
4270
DELISTED
Parker Drilling Company
PKD
$3K ﹤0.01%
112
– –
GNMX
4271
DELISTED
Aevi Genomic Medicine Inc
GNMX
$3K ﹤0.01%
447
– –
WCG
4272
DELISTED
Wellcare Health Plans, Inc.
WCG
$3K ﹤0.01%
36
– –
SEMG
4273
DELISTED
SEMGROUP CORPORATION
SEMG
$3K ﹤0.01%
87
-23
-21% -$881
EGI
4274
DELISTED
Entre Resources Ltd. Common Shares
EGI
$3K ﹤0.01%
12,200
– –
TI.A
4275
DELISTED
Telecom Italia 10 Svg
TI.A
$3K ﹤0.01%
267
+42
+19% +$444
169 170
171
172 173

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.