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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDY icon
4251
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$2K ﹤0.01%
75
-590
-89% -$17.1K
INOD icon
4252
Innodata
INOD
$2.05B
$2K ﹤0.01%
1,000
– –
INUV icon
4253
Inuvo
INUV
$17M
$2K ﹤0.01%
60
– –
JRS icon
4254
Nuveen Real Estate Income Fund
JRS
$241M
$2K ﹤0.01%
200
– –
KB icon
4255
KB Financial Group
KB
$41.3B
$2K ﹤0.01%
76
-62
-45% -$1.88K
KOPN icon
4256
Kopin
KOPN
$964M
$2K ﹤0.01%
590
-110
-16% -$336
LE icon
4257
Lands' End
LE
$402M
$2K ﹤0.01%
74
-400
-84% -$10K
LIVE icon
4258
Live Ventures
LIVE
$31.8M
$2K ﹤0.01%
150
– –
LOPE icon
4259
Grand Canyon Education
LOPE
$3.76B
$2K ﹤0.01%
43
– –
MBOT icon
4260
Microbot Medical
MBOT
$113M
$2K ﹤0.01%
3
+1
+50% +$760
LITS
4261
Lite Strategy Inc
LITS
$30.7M
$2K ﹤0.01%
+75
New +$2.57K
MOD icon
4262
Modine Manufacturing
MOD
$10.5B
$2K ﹤0.01%
200
– –
MUE
4263
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2K ﹤0.01%
153
-12
-7% -$157
MYRG icon
4264
MYR Group
MYRG
$5.14B
$2K ﹤0.01%
61
-2
-3% -$58
NTES icon
4265
NetEase
NTES
$81.9B
$2K ﹤0.01%
100
-3,855
-97% -$99.3K
OIS icon
4266
Oil States International
OIS
$532M
$2K ﹤0.01%
47
-1
-2% -$30
PARR icon
4267
Par Pacific Holdings
PARR
$3.78B
$2K ﹤0.01%
85
– –
PBH icon
4268
Prestige Consumer Healthcare
PBH
$2.54B
$2K ﹤0.01%
51
– –
QID icon
4269
ProShares UltraShort QQQ
QID
$251M
$2K ﹤0.01%
1
– –
RAIL icon
4270
FreightCar America
RAIL
$252M
$2K ﹤0.01%
100
– –
SKF icon
4271
ProShares UltraShort Financials
SKF
$10.6M
$2K ﹤0.01%
3
– –
SLVP icon
4272
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$968M
$2K ﹤0.01%
390
– –
SM icon
4273
SM Energy
SM
$7.73B
$2K ﹤0.01%
69
+22
+47% +$798
SOHU
4274
Sohu.com
SOHU
$371M
$2K ﹤0.01%
56
– –
SOL
4275
DELISTED
Emeren Group
SOL
$2K ﹤0.01%
500
– –
169 170
171
172 173

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.