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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNBKA
4251
DELISTED
Century Bancorp Inc/Mass
CNBKA
$1K ﹤0.01%
21
+9
+75% +$344
STAY
4252
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$1K ﹤0.01%
+46
New +$933
RST
4253
DELISTED
ROSETTA STONE INC
RST
$1K ﹤0.01%
150
– –
TUES
4254
DELISTED
Tuesday Morning Corp
TUES
$1K ﹤0.01%
32
– –
OPB
4255
DELISTED
Opus Bank Common Stock
OPB
$1K ﹤0.01%
+31
New +$867
UNT
4256
DELISTED
UNIT Corporation
UNT
$1K ﹤0.01%
28
-169
-86% -$7.31K
AVH
4257
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1K ﹤0.01%
120
-186
-61% -$2.42K
MLNX
4258
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1K ﹤0.01%
20
– –
PEGI
4259
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1K ﹤0.01%
43
-1,994
-98% -$53.9K
CRR
4260
DELISTED
Carbo Ceramics Inc.
CRR
$1K ﹤0.01%
+37
New +$1.73K
MDSO
4261
DELISTED
Medidata Solutions, Inc.
MDSO
$1K ﹤0.01%
18
-200
-92% -$8.66K
ELGX
4262
DELISTED
Endologix Inc
ELGX
$1K ﹤0.01%
9
– –
TSRO
4263
DELISTED
TESARO, Inc.
TSRO
$1K ﹤0.01%
+25
New +$771
STBZ
4264
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$1K ﹤0.01%
+30
New +$551
LDF
4265
DELISTED
Latin American Discovery Fund
LDF
$1K ﹤0.01%
100
– –
MATR
4266
DELISTED
Mattersight Corp.
MATR
$1K ﹤0.01%
+88
New +$517
TAX
4267
DELISTED
Liberty Tax, Inc. Class A
TAX
$1K ﹤0.01%
15
– –
FMI
4268
DELISTED
Foundation Medicine, Inc.
FMI
$1K ﹤0.01%
35
– –
RPXC
4269
DELISTED
RPX Corporation
RPXC
$1K ﹤0.01%
+63
New +$874
LAYN
4270
DELISTED
Layne Christensen Co
LAYN
$1K ﹤0.01%
100
– –
PZE
4271
DELISTED
Petrobras Argentina S A
PZE
$1K ﹤0.01%
+166
New +$970
SGG
4272
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$1K ﹤0.01%
36
-264
-88% -$10.7K
DYN
4273
DELISTED
Dynegy, Inc.
DYN
$1K ﹤0.01%
33
+16
+94% +$494
BBG
4274
DELISTED
Bill Barrett Corp
BBG
$1K ﹤0.01%
76
– –
CBF
4275
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$1K ﹤0.01%
38
– –
169 170
171
172 173

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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.