We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEMB icon
4226
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$4K ﹤0.01%
74
– –
CET
4227
Central Securities Corp
CET
$1.63B
$4K ﹤0.01%
200
– –
CHE icon
4228
Chemed
CHE
$7.04B
$4K ﹤0.01%
32
-5
-14% -$696
CLDX icon
4229
Celldex Therapeutics
CLDX
$3.5B
$4K ﹤0.01%
70
+13
+23% +$810
CMCT
4230
Creative Media & Community Trust
CMCT
$13.7M
– –
0
– –
CVGI icon
4231
Commercial Vehicle Group
CVGI
$131M
$4K ﹤0.01%
698
-1,204
-63% -$5.92K
DRD
4232
DRDGold
DRD
$2.09B
$4K ﹤0.01%
750
-350
-32% -$2.39K
EZPW icon
4233
Ezcorp Inc
EZPW
$1.68B
$4K ﹤0.01%
+328
New +$3.17K
FCF icon
4234
First Commonwealth Financial
FCF
$2.19B
$4K ﹤0.01%
400
– –
FET icon
4235
Forum Energy Technologies
FET
$926M
$4K ﹤0.01%
10
-48
-83% -$16.5K
GTY
4236
Getty Realty Corp
GTY
$2.03B
$4K ﹤0.01%
+149
New +$3.45K
HLIO icon
4237
Helios Technologies
HLIO
$2.62B
$4K ﹤0.01%
128
-505
-80% -$15.3K
HROW icon
4238
Harrow
HROW
$1.47B
$4K ﹤0.01%
+1,000
New +$3.9K
IESC icon
4239
IES Holdings
IESC
$15.6B
$4K ﹤0.01%
+200
New +$3.07K
III icon
4240
Information Services Group
III
$246M
$4K ﹤0.01%
894
+517
+137% +$2K
JKS
4241
JinkoSolar
JKS
$859M
$4K ﹤0.01%
200
– –
KTOS icon
4242
Kratos Defense & Security Solutions
KTOS
$11.7B
$4K ﹤0.01%
550
+400
+267% +$2.34K
KWR icon
4243
Quaker Houghton
KWR
$2.92B
$4K ﹤0.01%
38
+22
+138% +$2.15K
LAKE icon
4244
Lakeland Industries
LAKE
$118M
$4K ﹤0.01%
400
– –
LCTX icon
4245
Lineage Cell Therapeutics
LCTX
$278M
$4K ﹤0.01%
943
– –
MBI icon
4246
MBIA
MBI
$248M
$4K ﹤0.01%
500
-1,000
-67% -$7.87K
MC icon
4247
Moelis & Co
MC
$4.88B
$4K ﹤0.01%
165
+89
+117% +$2.29K
MDXG icon
4248
MiMedx Group
MDXG
$624M
$4K ﹤0.01%
475
-1,262
-73% -$9.99K
MYE icon
4249
Myers Industries
MYE
$1.23B
$4K ﹤0.01%
258
– –
MYY icon
4250
ProShares Short MidCap400
MYY
$2.88M
$4K ﹤0.01%
+75
New +$4.27K
168 169
170
171 172

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.