We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTRX icon
4226
Lantronix
LTRX
$272M
$3K ﹤0.01%
2,338
– –
MBI icon
4227
MBIA
MBI
$262M
$3K ﹤0.01%
500
-700
-58% -$4.75K
MSB
4228
Mesabi Trust
MSB
$305M
$3K ﹤0.01%
590
-700
-54% -$5.38K
NNVC icon
4229
NanoViricides
NNVC
$34.7M
$3K ﹤0.01%
143
– –
NRT
4230
North European Oil Royalty Trust
NRT
$83.6M
$3K ﹤0.01%
504
– –
NVEC icon
4231
NVE Corp
NVEC
$563M
$3K ﹤0.01%
47
-5
-10% -$281
NXST icon
4232
Nexstar Media Group
NXST
$5.81B
$3K ﹤0.01%
+51
New +$2.82K
PAGP icon
4233
Plains GP Holdings
PAGP
$5.04B
$3K ﹤0.01%
101
+1
+1% +$35
PSO icon
4234
Pearson
PSO
$9.78B
$3K ﹤0.01%
323
-5,292
-94% -$71.4K
RAIL icon
4235
FreightCar America
RAIL
$243M
$3K ﹤0.01%
134
+34
+34% +$714
RBC icon
4236
RBC Bearings
RBC
$17.5B
$3K ﹤0.01%
53
– –
SBSW icon
4237
Sibanye-Stillwater
SBSW
$7.42B
$3K ﹤0.01%
398
– –
SEM
4238
DELISTED
Select Medical
SEM
$3K ﹤0.01%
594
-2,184
-79% -$13.7K
SOHU
4239
Sohu.com
SOHU
$364M
$3K ﹤0.01%
56
– –
SPSC icon
4240
SPS Commerce
SPSC
$2.86B
$3K ﹤0.01%
96
– –
SRI icon
4241
Stoneridge
SRI
$201M
$3K ﹤0.01%
200
– –
TRST
4242
Trustco Bank Corp NY
TRST
$971M
$3K ﹤0.01%
84
-299
-78% -$9.33K
WAL icon
4243
Western Alliance Bancorporation
WAL
$8.92B
$3K ﹤0.01%
78
-12
-13% -$433
WATT icon
4244
Energous
WATT
$82M
$3K ﹤0.01%
+1
New +$4.44K
WTI icon
4245
W&T Offshore
WTI
$546M
$3K ﹤0.01%
1,300
– –
IRD
4246
Opus Genetics
IRD
$309M
$3K ﹤0.01%
18
-21
-54% -$4.47K
AAMI
4247
Acadian Asset Management
AAMI
$3.31B
$3K ﹤0.01%
220
+40
+22% +$618
PRSU
4248
Pursuit Attractions and Hospitality Inc
PRSU
$1.29B
$3K ﹤0.01%
112
– –
ATSG
4249
DELISTED
Air Transport Services Group
ATSG
$3K ﹤0.01%
250
-380
-60% -$3.59K
BCOV
4250
DELISTED
Brightcove, Inc.
BCOV
$3K ﹤0.01%
500
– –
168 169
170
171 172

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.