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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIPT icon
4226
Tiptree Inc
TIPT
$673M
$1K ﹤0.01%
168
– –
TR icon
4227
Tootsie Roll Industries
TR
$2.97B
$1K ﹤0.01%
24
-9
-27% -$184
TRNO icon
4228
Terreno Realty
TRNO
$7.45B
$1K ﹤0.01%
23
+3
+15% +$62
UTI icon
4229
Universal Technical Institute
UTI
$1.47B
$1K ﹤0.01%
143
– –
VERU icon
4230
Veru
VERU
$44.5M
$1K ﹤0.01%
+25
New +$1.03K
VHI icon
4231
Valhi
VHI
$474M
$1K ﹤0.01%
8
– –
VPG icon
4232
Vishay Precision Group
VPG
$864M
$1K ﹤0.01%
48
– –
WATT icon
4233
Energous
WATT
$102M
– –
0
– –
WILC icon
4234
G. Willi-Food International
WILC
$391M
$1K ﹤0.01%
134
– –
AAMI
4235
Acadian Asset Management
AAMI
$3.22B
$1K ﹤0.01%
+88
New +$1.35K
VOXX
4236
DELISTED
VOXX International Corporation Class A
VOXX
$1K ﹤0.01%
+100
New +$836
VIRX
4237
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$1K ﹤0.01%
+1
New +$451
ASXC
4238
DELISTED
Asensus Surgical, Inc.
ASXC
$1K ﹤0.01%
33
+2
+6% +$83
EMFM
4239
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
$1K ﹤0.01%
36
-22
-38% -$541
CTHR
4240
DELISTED
Charles & Colvard Ltd
CTHR
$1K ﹤0.01%
53
– –
VIA
4241
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$1K ﹤0.01%
+25
New +$974
MTBL
4242
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$1K ﹤0.01%
333
– –
EXPR
4243
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
2
– –
SFE
4244
DELISTED
Safeguard Scientifics, Inc.
SFE
$1K ﹤0.01%
66
– –
INFI
4245
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$1K ﹤0.01%
39
– –
WTT
4246
DELISTED
Wireless Telecom Group, Inc.
WTT
$1K ﹤0.01%
300
– –
CSII
4247
DELISTED
Cardiovascular Systems, Inc.
CSII
$1K ﹤0.01%
30
– –
ALR
4248
DELISTED
AlerisLife Inc
ALR
$1K ﹤0.01%
16
+3
+23% +$125
ALBO
4249
DELISTED
Albireo Pharma Inc
ALBO
$1K ﹤0.01%
33
-267
-89% -$11.7K
AMPE
4250
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$1K ﹤0.01%
1
– –
168 169
170
171 172

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.