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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
401
Xcel Energy
XEL
$48.8B
$3.67M 0.04%
77,655
+6,849
+10% +$329K
URI icon
402
United Rentals
URI
$72.4B
$3.65M 0.04%
26,327
+1,062
+4% +$127K
MAS icon
403
Masco
MAS
$15.3B
$3.64M 0.04%
93,306
+2,627
+3% +$99K
IYLD icon
404
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$3.62M 0.04%
139,648
+90,292
+183% +$2.31M
ARCC icon
405
Ares Capital
ARCC
$14.4B
$3.61M 0.04%
219,942
+5,846
+3% +$94.6K
CNI icon
406
Canadian National Railway
CNI
$76.6B
$3.59M 0.04%
43,384
-1,147
-3% -$93K
BDX icon
407
Becton Dickinson
BDX
$48.2B
$3.59M 0.04%
18,775
+409
+2% +$79.3K
MDYV icon
408
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$3.58M 0.04%
72,404
-7,948
-10% -$382K
AMWD
409
DELISTED
American Woodmark
AMWD
$3.58M 0.04%
37,203
+4,272
+13% +$395K
EZM icon
410
WisdomTree US MidCap Fund
EZM
$956M
$3.58M 0.04%
96,069
+1,751
+2% +$63K
SCHH icon
411
Schwab US REIT ETF
SCHH
$11.4B
$3.58M 0.04%
173,880
+56,126
+48% +$1.16M
BKNG icon
412
Booking.com
BKNG
$161B
$3.57M 0.04%
48,725
-3,900
-7% -$296K
EVV
413
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3.56M 0.04%
253,859
+68,336
+37% +$957K
PCG icon
414
PG&E
PCG
$38.5B
$3.56M 0.04%
52,213
-8,935
-15% -$612K
SDIV icon
415
Global X SuperDividend ETF
SDIV
$1.22B
$3.55M 0.04%
53,818
+14,229
+36% +$928K
IYY icon
416
iShares Dow Jones US ETF
IYY
$3.07B
$3.52M 0.04%
55,938
+46,398
+486% +$2.87M
DSL
417
DoubleLine Income Solutions Fund
DSL
$1.24B
$3.52M 0.04%
165,870
+6,906
+4% +$144K
BDCS
418
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$3.5M 0.04%
159,669
+42,427
+36% +$925K
DLS icon
419
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$3.5M 0.04%
47,323
+8,109
+21% +$583K
LTS
420
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$3.5M 0.04%
1,214,749
+112,933
+10% +$281K
FVC icon
421
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$3.43M 0.04%
140,896
+18,001
+15% +$425K
GNL icon
422
Global Net Lease
GNL
$1.95B
$3.41M 0.04%
155,949
-38,504
-20% -$834K
HYLS icon
423
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$3.41M 0.04%
69,577
+5,843
+9% +$288K
GAIN icon
424
Gladstone Investment Corp
GAIN
$661M
$3.4M 0.04%
358,542
+13,932
+4% +$131K
FNDX icon
425
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$3.38M 0.04%
288,867
+25,278
+10% +$289K
15 16
17
18 19

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.