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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
401
Booking.com
BKNG
$160B
$2.69M 0.04%
45,700
+2,750
+6% +$153K
VOD icon
402
Vodafone
VOD
$36.4B
$2.69M 0.04%
92,132
-15
-0% -$457
RWR icon
403
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
$2.68M 0.04%
27,544
+444
+2% +$44.5K
GL icon
404
Globe Life
GL
$14.2B
$2.68M 0.04%
41,907
+147
+0.4% +$9.24K
PEG icon
405
Public Service Enterprise Group
PEG
$37.2B
$2.67M 0.04%
63,941
+8,296
+15% +$366K
PKW icon
406
Invesco BuyBack Achievers ETF
PKW
$1.77B
$2.65M 0.04%
55,942
-4,544
-8% -$214K
AGNC icon
407
AGNC Investment
AGNC
$12.8B
$2.65M 0.04%
135,612
+6,197
+5% +$121K
AXP icon
408
American Express
AXP
$229B
$2.64M 0.04%
41,212
-4,211
-9% -$271K
RPAI
409
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.64M 0.04%
157,411
+16,077
+11% +$274K
AA icon
410
Alcoa
AA
$13.6B
$2.63M 0.04%
108,141
+38,142
+54% +$930K
PDM
411
Piedmont Realty Trust
PDM
$1.16B
$2.63M 0.04%
121,170
+4,279
+4% +$91.9K
WWD icon
412
Woodward
WWD
$21B
$2.63M 0.04%
42,095
+2,772
+7% +$167K
IP icon
413
International Paper
IP
$21.9B
$2.62M 0.04%
57,644
+4,247
+8% +$187K
JPS
414
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.62M 0.04%
272,685
+43,568
+19% +$416K
FPX icon
415
First Trust US Equity Opportunities ETF
FPX
$1.48B
$2.61M 0.04%
48,061
-11,968
-20% -$639K
NOC icon
416
Northrop Grumman
NOC
$82.1B
$2.61M 0.04%
12,187
-1,995
-14% -$432K
GHY
417
PGIM Global High Yield Fund
GHY
$479M
$2.56M 0.04%
169,256
+45,419
+37% +$691K
ICF icon
418
iShares Select U.S. REIT ETF
ICF
$2.08B
$2.55M 0.04%
48,726
+9,478
+24% +$513K
PH icon
419
Parker-Hannifin
PH
$134B
$2.54M 0.04%
20,216
+4,713
+30% +$562K
PXD
420
DELISTED
Pioneer Natural Resource Co.
PXD
$2.53M 0.04%
13,657
+3,523
+35% +$600K
ILMN icon
421
Illumina
ILMN
$29B
$2.52M 0.04%
14,272
+39
+0.3% +$6.24K
PCEF icon
422
Invesco CEF Income Composite ETF
PCEF
$817M
$2.52M 0.04%
110,415
+12,174
+12% +$276K
TRV icon
423
Travelers Companies
TRV
$78.3B
$2.51M 0.04%
21,940
-3,387
-13% -$397K
PRU icon
424
Prudential Financial
PRU
$42.1B
$2.5M 0.04%
30,622
+455
+2% +$34.9K
SWKS icon
425
Skyworks Solutions
SWKS
$10.4B
$2.5M 0.04%
32,907
+5,119
+18% +$357K
15 16
17
18 19

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.