We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.55%
2 Financials 5.42%
3 Technology 5.31%
4 Industrials 5.02%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDX icon
401
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$2.21M 0.04%
224,376
-150,291
-40% -$1.39M
SCHB icon
402
Schwab US Broad Market ETF
SCHB
$44.8B
$2.19M 0.04%
266,652
-1,223,082
-82% -$9.51M
GVI icon
403
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$2.18M 0.04%
19,433
+2,569
+15% +$285K
RSO
404
DELISTED
Resource Capital Corp.
RSO
$2.17M 0.04%
193,803
-278,549
-59% -$2.98M
SHYD icon
405
VanEck Short High Yield Muni ETF
SHYD
$455M
$2.17M 0.04%
86,405
-4,531
-5% -$113K
SPYV icon
406
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$2.17M 0.04%
88,828
-7,236
-8% -$167K
MAIN icon
407
Main Street Capital
MAIN
$5.44B
$2.16M 0.04%
68,820
+8,425
+14% +$245K
ITW icon
408
Illinois Tool Works
ITW
$83.9B
$2.15M 0.04%
20,967
-2,193
-9% -$203K
FCX icon
409
Freeport-McMoran
FCX
$98.7B
$2.15M 0.04%
207,864
+35,180
+20% +$247K
OUSA icon
410
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$761M
$2.14M 0.04%
81,000
+79,498
+5,293% +$1.99M
VLO icon
411
Valero Energy
VLO
$90.7B
$2.13M 0.04%
33,360
+8,232
+33% +$524K
GD icon
412
General Dynamics
GD
$107B
$2.13M 0.04%
16,215
+1,203
+8% +$159K
ARCC icon
413
Ares Capital
ARCC
$14.3B
$2.13M 0.04%
143,416
+1,214
+0.9% +$16.7K
RPV icon
414
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$2.13M 0.04%
42,081
-3,173
-7% -$149K
XLB icon
415
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$2.12M 0.04%
94,446
+35,262
+60% +$730K
IXJ icon
416
iShares Global Healthcare ETF
IXJ
$4.24B
$2.11M 0.04%
43,756
+19,234
+78% +$917K
ETR icon
417
Entergy
ETR
$49.3B
$2.1M 0.04%
52,970
-1,096
-2% -$39.8K
PPG icon
418
PPG Industries
PPG
$25.7B
$2.09M 0.04%
18,699
-1,073
-5% -$106K
IYC icon
419
iShares US Consumer Discretionary ETF
IYC
$1.23B
$2.09M 0.04%
57,236
-8,000
-12% -$276K
FAST icon
420
Fastenal
FAST
$59.8B
$2.07M 0.04%
169,228
+10,856
+7% +$118K
HE icon
421
Hawaiian Electric Industries
HE
$2.02B
$2.07M 0.04%
63,936
-609
-0.9% -$18.2K
NOBL icon
422
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$2.06M 0.04%
78,888
+46,018
+140% +$1.13M
MDIV icon
423
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$2.06M 0.04%
111,203
+5,283
+5% +$93.2K
LUV icon
424
Southwest Airlines
LUV
$22B
$2.06M 0.04%
46,031
-28,714
-38% -$1.17M
VOX icon
425
Vanguard Communication Services ETF
VOX
$5.88B
$2.05M 0.04%
22,141
+10,298
+87% +$885K
15 16
17
18 19

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.