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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
401
Diageo
DEO
$54B
$1.87M 0.04%
17,459
-406
-2% -$45.1K
LUMN icon
402
Lumen
LUMN
$6.85B
$1.87M 0.04%
74,566
-17,647
-19% -$488K
MDIV icon
403
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$1.86M 0.04%
101,254
+44,655
+79% +$869K
EMR icon
404
Emerson Electric
EMR
$88.5B
$1.86M 0.04%
42,122
-7,652
-15% -$376K
GS icon
405
Goldman Sachs
GS
$301B
$1.86M 0.04%
10,678
-9,352
-47% -$1.83M
EZM icon
406
WisdomTree US MidCap Fund
EZM
$952M
$1.85M 0.04%
64,728
+1,812
+3% +$55.3K
SPYV icon
407
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$1.85M 0.04%
81,540
+2,628
+3% +$63.6K
FPX icon
408
First Trust US Equity Opportunities ETF
FPX
$1.48B
$1.85M 0.04%
37,932
+5,854
+18% +$313K
RFG icon
409
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$1.84M 0.04%
74,440
+30,305
+69% +$800K
VMBS icon
410
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$1.83M 0.04%
34,263
+2,286
+7% +$121K
L icon
411
Loews
L
$23.3B
$1.83M 0.04%
50,503
-5,399
-10% -$202K
RSO
412
DELISTED
Resource Capital Corp.
RSO
$1.82M 0.04%
163,026
-291,380
-64% -$3.94M
KBE icon
413
State Street SPDR S&P Bank ETF
KBE
$1.71B
$1.81M 0.04%
54,313
+11,116
+26% +$388K
HE icon
414
Hawaiian Electric Industries
HE
$2.02B
$1.8M 0.04%
62,884
-2,920
-4% -$85.6K
PCY icon
415
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.8M 0.04%
65,715
-44,346
-40% -$1.23M
PDP icon
416
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$1.79M 0.04%
43,818
-66,072
-60% -$2.82M
FLG
417
Flagstar Bank National Association
FLG
$5.84B
$1.79M 0.04%
33,127
-31,055
-48% -$1.69M
DFE icon
418
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$1.79M 0.04%
33,172
+12,050
+57% +$685K
FBT icon
419
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$1.79M 0.04%
17,626
+12,112
+220% +$1.44M
ROST icon
420
Ross Stores
ROST
$81.7B
$1.78M 0.04%
36,839
-12,219
-25% -$624K
BDX icon
421
Becton Dickinson
BDX
$48.9B
$1.78M 0.04%
13,764
+1,317
+11% +$184K
EWH icon
422
iShares MSCI Hong Kong ETF
EWH
$1.23B
$1.77M 0.04%
92,796
-8,281
-8% -$172K
WAB icon
423
Wabtec
WAB
$49.7B
$1.77M 0.04%
20,127
+300
+2% +$28.6K
SCHG icon
424
Schwab US Large-Cap Growth ETF
SCHG
$63B
$1.76M 0.04%
282,496
+105,880
+60% +$705K
DES icon
425
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$1.75M 0.04%
83,106
-4,200
-5% -$93.7K
15 16
17
18 19

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.