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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADXS
4201
DELISTED
Advaxis Inc
ADXS
$12K ﹤0.01%
854
-33
-4% -$644
ZCAN
4202
DELISTED
SPDR Solactive Canada ETF
ZCAN
$12K ﹤0.01%
+198
New +$11.8K
BREW
4203
DELISTED
Craft Brew Alliance, Inc.
BREW
$12K ﹤0.01%
750
-67
-8% -$1.27K
RTL
4204
DELISTED
Pacer Benchmark Retail Real Estate SCTR ETF
RTL
$12K ﹤0.01%
+428
New +$11.8K
NNC
4205
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$12K ﹤0.01%
1,006
-10,519
-91% -$129K
KMG
4206
DELISTED
KMG Chemicals Inc
KMG
$12K ﹤0.01%
156
– –
DSUM
4207
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$12K ﹤0.01%
540
+524
+3,275% +$11.6K
IHC
4208
DELISTED
Independence Holding Company
IHC
$12K ﹤0.01%
328
– –
TI
4209
DELISTED
Telecom Italia
TI
$12K ﹤0.01%
2,012
+87
+5% +$602
ASA
4210
ASA Gold and Precious Metals
ASA
$1.08B
$11K ﹤0.01%
1,161
+177
+18% +$1.65K
AVXL icon
4211
Anavex Life Sciences
AVXL
$303M
$11K ﹤0.01%
4,125
-900
-18% -$2.54K
AXSM icon
4212
Axsome Therapeutics
AXSM
$11.2B
$11K ﹤0.01%
3,236
-1,740
-35% -$5.16K
BTG icon
4213
B2Gold
BTG
$6.7B
$11K ﹤0.01%
4,800
– –
CAPR icon
4214
Capricor Therapeutics
CAPR
$244M
$11K ﹤0.01%
1,020
+750
+278% +$8.93K
CLLS
4215
Cellectis
CLLS
$320M
$11K ﹤0.01%
400
-5,200
-93% -$149K
KUST
4216
Kustom Entertainment Inc
KUST
$859K
– –
0
– –
DOO
4217
Bombardier Recreational Products
DOO
$4.75B
$11K ﹤0.01%
+240
New +$11.2K
EEMS icon
4218
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$378M
$11K ﹤0.01%
250
-8
-3% -$377
ESPR
4219
DELISTED
Esperion Therapeutics
ESPR
$11K ﹤0.01%
233
-782
-77% -$35.9K
FATE icon
4220
Fate Therapeutics
FATE
$294M
$11K ﹤0.01%
703
– –
FMN
4221
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$11K ﹤0.01%
872
– –
FWONA icon
4222
Liberty Media Series A
FWONA
$23.7B
$11K ﹤0.01%
310
-377
-55% -$12.5K
GIFI
4223
DELISTED
Gulf Island Fabrication
GIFI
$11K ﹤0.01%
+1,042
New +$9.82K
GLRE icon
4224
Greenlight Captial
GLRE
$512M
$11K ﹤0.01%
854
– –
HL.PRB icon
4225
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.7M
$11K ﹤0.01%
200
– –
167 168
169
170 171

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.