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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGGP
4201
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$8K ﹤0.01%
400
– –
WLH
4202
DELISTED
WILLIAM LYON HOMES
WLH
$8K ﹤0.01%
343
– –
PSAU
4203
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$8K ﹤0.01%
400
– –
PWO
4204
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$8K ﹤0.01%
77
– –
ADEA icon
4205
Adeia
ADEA
$3.07B
$7K ﹤0.01%
1,074
+832
+344% +$6.12K
AFK icon
4206
VanEck Africa Index ETF
AFK
$105M
$7K ﹤0.01%
300
– –
AFMD
4207
DELISTED
Affimed
AFMD
$7K ﹤0.01%
300
– –
ASUR icon
4208
Asure Software
ASUR
$241M
$7K ﹤0.01%
597
– –
AVD icon
4209
American Vanguard Corp
AVD
$65.5M
$7K ﹤0.01%
320
– –
BNED icon
4210
Barnes & Noble Education
BNED
$444M
$7K ﹤0.01%
10
+7
+233% +$4.95K
CASS icon
4211
Cass Information Systems
CASS
$734M
$7K ﹤0.01%
145
– –
CHN
4212
DELISTED
China Fund
CHN
$7K ﹤0.01%
368
– –
COOP
4213
DELISTED
Mr. Cooper
COOP
$7K ﹤0.01%
661
– –
CRK icon
4214
Comstock Resources
CRK
$4.22B
$7K ﹤0.01%
1,165
-12,900
-92% -$83.8K
CSTM icon
4215
Constellium
CSTM
$3.98B
$7K ﹤0.01%
+687
New +$6.5K
CWH icon
4216
Camping World
CWH
$635M
$7K ﹤0.01%
178
-400
-69% -$13.9K
CWEN.A
4217
DELISTED
Clearway Energy Class A
CWEN.A
$7K ﹤0.01%
375
+302
+414% +$5.47K
DIOD icon
4218
Diodes
DIOD
$4.65B
$7K ﹤0.01%
219
-2
-0.9% -$54
EUDG icon
4219
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70.4M
$7K ﹤0.01%
253
– –
FARO
4220
DELISTED
Faro Technologies
FARO
$7K ﹤0.01%
180
– –
FLIC
4221
DELISTED
First of Long Island Corp
FLIC
$7K ﹤0.01%
215
– –
HALO icon
4222
Halozyme
HALO
$12.2B
$7K ﹤0.01%
414
+201
+94% +$2.72K
HEEM icon
4223
iShares Currency Hedged MSCI Emerging Markets
HEEM
$286M
$7K ﹤0.01%
276
-800
-74% -$20.2K
HSII
4224
DELISTED
Heidrick & Struggles
HSII
$7K ﹤0.01%
350
-100
-22% -$1.95K
IX icon
4225
ORIX
IX
$43.3B
$7K ﹤0.01%
405
+115
+40% +$1.85K
167 168
169
170 171

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.