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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARMP icon
4201
Armata Pharmaceuticals
ARMP
$177M
$3K ﹤0.01%
6
– –
AXTI icon
4202
AXT Inc
AXTI
$5.07B
$3K ﹤0.01%
1,450
– –
BLMN icon
4203
Bloomin' Brands
BLMN
$924M
$3K ﹤0.01%
160
+22
+16% +$382
BNED icon
4204
Barnes & Noble Education
BNED
$424M
$3K ﹤0.01%
+3
New +$3.77K
CCOI icon
4205
Cogent Communications
CCOI
$530M
$3K ﹤0.01%
81
+26
+47% +$840
COOP
4206
DELISTED
Mr. Cooper
COOP
$3K ﹤0.01%
105
– –
CYD icon
4207
China Yuchai International
CYD
$1.71B
$3K ﹤0.01%
200
-5,739
-97% -$69.9K
DXLG icon
4208
Destination XL Group
DXLG
$33.2M
$3K ﹤0.01%
500
– –
EFU icon
4209
ProShares Trust UltraShort MSCI EAFE
EFU
$1.13M
$3K ﹤0.01%
41
– –
FENG
4210
Phoenix New Media
FENG
$18.4M
$3K ﹤0.01%
83
– –
FEUZ icon
4211
First Trust Eurozone AlphaDEX
FEUZ
$134M
$3K ﹤0.01%
80
– –
FIVE icon
4212
Five Below
FIVE
$13.4B
$3K ﹤0.01%
+100
New +$3.2K
FIVN icon
4213
FIVE9
FIVN
$2.53B
$3K ﹤0.01%
400
– –
FPI
4214
Farmland Partners
FPI
$425M
$3K ﹤0.01%
250
-5,850
-96% -$63.1K
GDL
4215
GDL Fund
GDL
$91.9M
$3K ﹤0.01%
315
– –
GLRE icon
4216
Greenlight Captial
GLRE
$512M
$3K ﹤0.01%
180
-103
-36% -$2.19K
GLTR icon
4217
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
$3K ﹤0.01%
50
– –
HLI icon
4218
Houlihan Lokey
HLI
$9.24B
$3K ﹤0.01%
132
-67
-34% -$1.53K
HPP
4219
Hudson Pacific Properties
HPP
$787M
$3K ﹤0.01%
15
– –
BRSL
4220
Brightstar Lottery PLC
BRSL
$2.15B
$3K ﹤0.01%
173
-10
-5% -$160
IMOS
4221
ChipMOS TECHNOLOGIES
IMOS
$2.01B
$3K ﹤0.01%
+123
New +$2.5K
INOD icon
4222
Innodata
INOD
$2.03B
$3K ﹤0.01%
1,000
– –
KWR icon
4223
Quaker Houghton
KWR
$2.95B
$3K ﹤0.01%
34
– –
LOGI icon
4224
Logitech
LOGI
$15B
$3K ﹤0.01%
217
-102
-32% -$1.5K
LRN icon
4225
Stride
LRN
$3.48B
$3K ﹤0.01%
379
-1,886
-83% -$20.1K
167 168
169
170 171

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.