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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMS icon
4176
Advanced Drainage Systems
WMS
$10.7B
$8K ﹤0.01%
400
– –
VRN
4177
DELISTED
Veren
VRN
$8K ﹤0.01%
965
– –
LSXMB
4178
DELISTED
Liberty Media Corporation Series B Liberty SiriusXM Common Stock
LSXMB
$8K ﹤0.01%
271
– –
NM.PRG
4179
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$8K ﹤0.01%
500
– –
NM.PRH
4180
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$8K ﹤0.01%
500
– –
ALR
4181
DELISTED
AlerisLife Inc
ALR
$8K ﹤0.01%
489
– –
FSTX
4182
DELISTED
F-star Therapeutics, Inc. Common Stock
FSTX
$8K ﹤0.01%
125
– –
TEN
4183
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$8K ﹤0.01%
143
+16
+13% +$900
MN
4184
DELISTED
MANNING & NAPIER, INC.
MN
$8K ﹤0.01%
1,911
– –
TGA
4185
DELISTED
Transglobe Energy Corp
TGA
$8K ﹤0.01%
5,480
+1,500
+38% +$1.91K
ENBL
4186
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$8K ﹤0.01%
521
+11
+2% +$164
DSPG
4187
DELISTED
DSP Group Inc
DSPG
$8K ﹤0.01%
600
– –
WIFI
4188
DELISTED
Boingo Wireless, Inc.
WIFI
$8K ﹤0.01%
+394
New +$7.24K
GNC
4189
DELISTED
GNC Holdings, Inc.
GNC
$8K ﹤0.01%
810
+526
+185% +$4.73K
KOL
4190
DELISTED
VanEck Vectors Coal ETF
KOL
$8K ﹤0.01%
56
+40
+250% +$5.82K
ELLI
4191
DELISTED
Ellie Mae Inc
ELLI
$8K ﹤0.01%
92
-6
-6% -$551
AHL
4192
DELISTED
ASPEN Insurance Holding Limited
AHL
$8K ﹤0.01%
203
-85
-30% -$3.93K
IMPV
4193
DELISTED
Imperva, Inc.
IMPV
$8K ﹤0.01%
170
– –
SYNT
4194
DELISTED
Syntel Inc
SYNT
$8K ﹤0.01%
434
+406
+1,450% +$7.41K
DNO
4195
DELISTED
United States Short Oil Fund
DNO
$8K ﹤0.01%
126
-100
-44% -$7.06K
CHUBA
4196
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$8K ﹤0.01%
362
+294
+432% +$5.97K
CUDA
4197
DELISTED
Barracuda Networks, Inc.
CUDA
$8K ﹤0.01%
299
-180
-38% -$4.23K
BKMU
4198
DELISTED
Bank Mutual Corp
BKMU
$8K ﹤0.01%
+760
New +$7.19K
ERUS
4199
DELISTED
iShares MSCI Russia ETF
ERUS
$8K ﹤0.01%
250
– –
IHC
4200
DELISTED
Independence Holding Company
IHC
$8K ﹤0.01%
328
– –
166 167
168
169 170

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.