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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRES
4176
DELISTED
IQ ARB Global Resources
GRES
$6K ﹤0.01%
250
-600
-71% -$15.3K
REV
4177
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
200
– –
IHC
4178
DELISTED
Independence Holding Company
IHC
$6K ﹤0.01%
328
– –
FCAN
4179
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$6K ﹤0.01%
238
+150
+170% +$3.52K
AXJL
4180
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$6K ﹤0.01%
101
– –
WLH
4181
DELISTED
WILLIAM LYON HOMES
WLH
$6K ﹤0.01%
303
+48
+19% +$910
ARGS
4182
DELISTED
Argos Therapeutics, Inc.
ARGS
$6K ﹤0.01%
63
– –
MSFG
4183
DELISTED
MainSource Financial Group Inc
MSFG
$6K ﹤0.01%
163
– –
SNC
4184
DELISTED
State National Companies, Inc.
SNC
$6K ﹤0.01%
450
+218
+94% +$2.67K
FDML
4185
DELISTED
Federal-Mogul Holdings Corporation
FDML
$6K ﹤0.01%
+600
New +$5.83K
PWO
4186
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$6K ﹤0.01%
77
– –
ISRL
4187
DELISTED
Isramco Inc
ISRL
$6K ﹤0.01%
50
– –
ABEO icon
4188
Abeona Therapeutics
ABEO
$419M
$5K ﹤0.01%
40
– –
ACU icon
4189
Acme United Corp
ACU
$220M
$5K ﹤0.01%
210
– –
AGRO icon
4190
Adecoagro
AGRO
$1.33B
$5K ﹤0.01%
500
– –
AVDL
4191
DELISTED
Avadel Pharmaceuticals
AVDL
$5K ﹤0.01%
459
-230
-33% -$2.53K
BCO icon
4192
Brink's
BCO
$4.68B
$5K ﹤0.01%
130
– –
BLRX
4193
BioLineRX
BLRX
$11.8M
$5K ﹤0.01%
8
-59
-88% -$36.7K
EBS icon
4194
Emergent Biosolutions
EBS
$225M
$5K ﹤0.01%
150
– –
EDEN icon
4195
iShares MSCI Denmark ETF
EDEN
$205M
$5K ﹤0.01%
90
– –
EDU icon
4196
New Oriental
EDU
$8.66B
$5K ﹤0.01%
115
-45
-28% -$2.12K
EET icon
4197
ProShares Ultra MSCI Emerging Markets
EET
$35.9M
$5K ﹤0.01%
100
– –
EFOI icon
4198
Energy Focus
EFOI
$19.1M
$5K ﹤0.01%
34
– –
EGY icon
4199
Vaalco Energy
EGY
$615M
$5K ﹤0.01%
5,000
– –
ENIC icon
4200
Enel Chile
ENIC
$6.27B
$5K ﹤0.01%
1,190
-84
-7% -$403
166 167
168
169 170

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.