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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VICI icon
4151
VICI Properties
VICI
$28.7B
$13K ﹤0.01%
607
+200
+49% +$4.15K
WNC icon
4152
Wabash National
WNC
$507M
$13K ﹤0.01%
705
-1,198
-63% -$22.6K
INVX
4153
Innovex International
INVX
$2.13B
$13K ﹤0.01%
258
-311
-55% -$16.2K
AY
4154
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$13K ﹤0.01%
652
+100
+18% +$2.05K
GPP
4155
DELISTED
Green Plains Partners LP
GPP
$13K ﹤0.01%
871
– –
TGA
4156
DELISTED
Transglobe Energy Corp
TGA
$13K ﹤0.01%
3,988
+8
+0.2% +$27
IIN
4157
DELISTED
IntriCon Corporation
IIN
$13K ﹤0.01%
+235
New +$13.8K
MYC
4158
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$13K ﹤0.01%
1,000
– –
FBSS
4159
DELISTED
Fauquier Bankshares Inc
FBSS
$13K ﹤0.01%
500
– –
PGNX
4160
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$13K ﹤0.01%
1,990
-440
-18% -$3.38K
CRR
4161
DELISTED
Carbo Ceramics Inc.
CRR
$13K ﹤0.01%
1,726
+50
+3% +$438
ANFI
4162
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$13K ﹤0.01%
7,733
+4,589
+146% +$8.5K
KERX
4163
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$13K ﹤0.01%
3,876
+891
+30% +$3.21K
RALS
4164
DELISTED
ProShares RAFI Long/Short
RALS
$13K ﹤0.01%
362
+55
+18% +$2K
VG
4165
DELISTED
Vonage Holdings Corporation
VG
$13K ﹤0.01%
898
-372
-29% -$5.12K
ANGO icon
4166
AngioDynamics
ANGO
$651M
$12K ﹤0.01%
567
-2,433
-81% -$54K
ATKR icon
4167
Atkore
ATKR
$3.17B
$12K ﹤0.01%
+450
New +$11.2K
BBAX icon
4168
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.78B
$12K ﹤0.01%
+233
New +$11.6K
CMC icon
4169
Commercial Metals
CMC
$7.98B
$12K ﹤0.01%
604
+4
+0.7% +$86
COOP
4170
DELISTED
Mr. Cooper
COOP
$12K ﹤0.01%
727
+63
+9% +$1.09K
CSTM icon
4171
Constellium
CSTM
$4B
$12K ﹤0.01%
+1,000
New +$11.7K
CYRX icon
4172
CryoPort
CYRX
$750M
$12K ﹤0.01%
917
– –
EMO
4173
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$12K ﹤0.01%
218
+2
+0.9% +$115
FARO
4174
DELISTED
Faro Technologies
FARO
$12K ﹤0.01%
180
– –
FORR icon
4175
Forrester Research
FORR
$220M
$12K ﹤0.01%
253
-59
-19% -$2.71K
165 166
167
168 169

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.