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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSC
4151
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$9K ﹤0.01%
443
– –
LDRI
4152
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$9K ﹤0.01%
360
– –
AEMD icon
4153
Aethlon Medical
AEMD
$1.62M
– –
0
– –
ATEN icon
4154
A10 Networks
ATEN
$2.06B
$8K ﹤0.01%
1,000
– –
AWI icon
4155
Armstrong World Industries
AWI
$7.75B
$8K ﹤0.01%
153
-98
-39% -$4.61K
CNXN icon
4156
PC Connection
CNXN
$2.08B
$8K ﹤0.01%
288
-101
-26% -$2.63K
DMC
4157
Del Monte Corp
DMC
$1.43B
$8K ﹤0.01%
168
-224
-57% -$10.9K
FET icon
4158
Forum Energy Technologies
FET
$882M
$8K ﹤0.01%
26
+12
+86% +$3.22K
FRO icon
4159
Frontline
FRO
$8.56B
$8K ﹤0.01%
1,310
-1,314
-50% -$7.41K
GAL icon
4160
State Street Global Allocation ETF
GAL
$315M
$8K ﹤0.01%
214
– –
GPK icon
4161
Graphic Packaging
GPK
$3.53B
$8K ﹤0.01%
534
+120
+29% +$1.61K
HOPE icon
4162
Hope Bancorp
HOPE
$1.79B
$8K ﹤0.01%
468
+9
+2% +$154
IBCP icon
4163
Independent Bank Corp
IBCP
$841M
$8K ﹤0.01%
348
-252
-42% -$5.27K
KE
4164
Kimball Electronics
KE
$605M
$8K ﹤0.01%
353
+49
+16% +$948
MFLX icon
4165
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.2M
$8K ﹤0.01%
400
– –
PDN icon
4166
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$364M
$8K ﹤0.01%
+241
New +$7.74K
PSCE icon
4167
Invesco S&P SmallCap Energy ETF
PSCE
$103M
$8K ﹤0.01%
112
-105
-48% -$6.77K
REX icon
4168
REX American Resources
REX
$1.43B
$8K ﹤0.01%
504
+60
+14% +$941
RIGS icon
4169
ALPS Strategic Income Fund
RIGS
$60.5M
$8K ﹤0.01%
329
-178
-35% -$4.52K
ROCK icon
4170
Gibraltar Industries
ROCK
$1.45B
$8K ﹤0.01%
283
– –
SRCE icon
4171
1st Source
SRCE
$2.1B
$8K ﹤0.01%
159
– –
STC icon
4172
Stewart Information Services
STC
$2.01B
$8K ﹤0.01%
225
– –
TLF icon
4173
Tandy Leather Factory
TLF
$19.7M
$8K ﹤0.01%
1,000
– –
TR icon
4174
Tootsie Roll Industries
TR
$2.97B
$8K ﹤0.01%
244
+176
+259% +$4.97K
VRTS icon
4175
Virtus Investment Partners
VRTS
$1.11B
$8K ﹤0.01%
68
-68
-50% -$7.6K
165 166
167
168 169

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.