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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRGB icon
4151
Red Robin
RRGB
$145M
$3K ﹤0.01%
35
-58
-62% -$4.88K
SA
4152
Seabridge Gold
SA
$3.45B
$3K ﹤0.01%
518
– –
SCL icon
4153
Stepan Co
SCL
$1.48B
$3K ﹤0.01%
74
-20
-21% -$931
SPSC icon
4154
SPS Commerce
SPSC
$2.7B
$3K ﹤0.01%
96
-248
-72% -$8.66K
SSY
4155
DELISTED
SunLink Health Systems
SSY
$3K ﹤0.01%
2,080
– –
TILE icon
4156
Interface
TILE
$2.24B
$3K ﹤0.01%
159
+3
+2% +$74
UIS icon
4157
Unisys
UIS
$205M
$3K ﹤0.01%
211
+190
+905% +$2.92K
WAL icon
4158
Western Alliance Bancorporation
WAL
$8.89B
$3K ﹤0.01%
90
– –
XME icon
4159
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$3K ﹤0.01%
150
-293
-66% -$5.84K
AAMI
4160
Acadian Asset Management
AAMI
$3.25B
$3K ﹤0.01%
180
– –
PRSU
4161
Pursuit Attractions and Hospitality Inc
PRSU
$1.26B
$3K ﹤0.01%
112
+1
+0.9% +$28
BPTH
4162
DELISTED
Bio-Path Holdings Inc
BPTH
$3K ﹤0.01%
1
– –
CTG
4163
DELISTED
Computer Task Group, Inc.
CTG
$3K ﹤0.01%
455
– –
GLCN
4164
DELISTED
VanEck China Growth Leaders ETF
GLCN
$3K ﹤0.01%
65
+23
+55% +$1.07K
ACGN
4165
DELISTED
Aceragen Inc
ACGN
$3K ﹤0.01%
+7
New +$3.1K
PRTY
4166
DELISTED
Party City Holdco Inc.
PRTY
$3K ﹤0.01%
205
+25
+14% +$470
ACH
4167
DELISTED
Alum Corp of China Ltd
ACH
$3K ﹤0.01%
420
– –
CLCT
4168
DELISTED
Collectors Universe
CLCT
$3K ﹤0.01%
217
– –
IBDL
4169
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$3K ﹤0.01%
104
– –
MR
4170
DELISTED
Montage Resources Corporation Common Stock
MR
$3K ﹤0.01%
+100
New +$5.75K
PGNX
4171
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$3K ﹤0.01%
475
-700
-60% -$5.37K
OPB
4172
DELISTED
Opus Bank Common Stock
OPB
$3K ﹤0.01%
67
– –
AYR
4173
DELISTED
Aircastle Ltd
AYR
$3K ﹤0.01%
165
+77
+88% +$1.69K
GNMX
4174
DELISTED
Aevi Genomic Medicine Inc
GNMX
$3K ﹤0.01%
447
-1,000
-69% -$7.75K
WCG
4175
DELISTED
Wellcare Health Plans, Inc.
WCG
$3K ﹤0.01%
36
-41
-53% -$3.59K
165 166
167
168 169

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.