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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAP icon
4126
Credicorp
BAP
$29.6B
$13K ﹤0.01%
57
+23
+68% +$5.15K
BBEU icon
4127
JPMorgan BetaBuilders Europe ETF
BBEU
$9.53B
$13K ﹤0.01%
+265
New +$13K
CEFS icon
4128
Saba Closed-End Funds ETF
CEFS
$442M
$13K ﹤0.01%
664
– –
CGEN icon
4129
Compugen
CGEN
$237M
$13K ﹤0.01%
3,458
+270
+8% +$945
CUK
4130
DELISTED
Carnival PLC
CUK
$13K ﹤0.01%
207
-579
-74% -$34.9K
DENN
4131
DELISTED
Denny's
DENN
$13K ﹤0.01%
915
-35
-4% -$529
EWM icon
4132
iShares MSCI Malaysia ETF
EWM
$332M
$13K ﹤0.01%
406
-125
-24% -$4.03K
FNKO icon
4133
Funko
FNKO
$331M
$13K ﹤0.01%
560
– –
FYLD icon
4134
Cambria Foreign Shareholder Yield ETF
FYLD
$724M
$13K ﹤0.01%
500
– –
GLNG icon
4135
Golar LNG
GLNG
$5.2B
$13K ﹤0.01%
+450
New +$11.9K
HMY icon
4136
Harmony Gold Mining
HMY
$12B
$13K ﹤0.01%
8,203
+6,133
+296% +$10.3K
INVH icon
4137
Invitation Homes
INVH
$17.7B
$13K ﹤0.01%
564
-178
-24% -$4.14K
JEQ
4138
DELISTED
abrdn Japan Equity Fund
JEQ
$13K ﹤0.01%
1,500
– –
KWR icon
4139
Quaker Houghton
KWR
$2.95B
$13K ﹤0.01%
61
-2
-3% -$349
MRC
4140
DELISTED
MRC Global
MRC
$13K ﹤0.01%
685
– –
MUSA icon
4141
Murphy USA
MUSA
$10.1B
$13K ﹤0.01%
160
-355
-69% -$29.3K
NNY icon
4142
Nuveen New York Municipal Value Fund
NNY
$157M
$13K ﹤0.01%
1,382
– –
OXM icon
4143
Oxford Industries
OXM
$538M
$13K ﹤0.01%
144
-161
-53% -$14.6K
PAC icon
4144
Grupo Aeroportuario del Pacifico
PAC
$12.4B
$13K ﹤0.01%
127
-383
-75% -$38.3K
RES icon
4145
RPC Inc
RES
$1.4B
$13K ﹤0.01%
868
-5,812
-87% -$85.4K
RWT
4146
Redwood Trust
RWT
$592M
$13K ﹤0.01%
840
+100
+14% +$1.66K
TOVX icon
4147
Theriva Biologics
TOVX
$10.6M
$13K ﹤0.01%
21
– –
TUSK icon
4148
Mammoth Energy Services
TUSK
$158M
$13K ﹤0.01%
407
+12
+3% +$395
TV icon
4149
Televisa
TV
$1.49B
$13K ﹤0.01%
730
+134
+22% +$2.54K
VANI icon
4150
Vivani Medical
VANI
$118M
$13K ﹤0.01%
291
+120
+70% +$4.84K
164 165
166
167 168

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.