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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOC icon
4126
VOC Energy
VOC
$54.1M
$9K ﹤0.01%
2,500
-3,000
-55% -$11.4K
WMK icon
4127
Weis Markets
WMK
$1.78B
$9K ﹤0.01%
200
– –
YRD
4128
Yiren Digital
YRD
$109M
$9K ﹤0.01%
+218
New +$8.17K
PRSU
4129
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$9K ﹤0.01%
144
– –
VTNR
4130
DELISTED
Vertex Energy, Inc
VTNR
$9K ﹤0.01%
12,000
-2,500
-17% -$2.29K
CBH
4131
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$9K ﹤0.01%
+900
New +$9.02K
BFX
4132
DELISTED
BowFlex Inc.
BFX
$9K ﹤0.01%
546
+65
+14% +$1.12K
SNP
4133
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$9K ﹤0.01%
115
+26
+29% +$1.99K
BKEP
4134
DELISTED
Blueknight Energy Partners L.P.
BKEP
$9K ﹤0.01%
1,654
+41
+3% +$238
CBL
4135
DELISTED
CBL& Associates Properties, Inc.
CBL
$9K ﹤0.01%
1,122
-2,819
-72% -$23.9K
GMO
4136
DELISTED
General Moly, Inc.
GMO
$9K ﹤0.01%
22,150
+2,900
+15% +$1.23K
ADRD
4137
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
$9K ﹤0.01%
+390
New +$8.71K
ACHN
4138
DELISTED
Achillion Pharmaceuticals
ACHN
$9K ﹤0.01%
2,079
-500
-19% -$2.22K
JAG
4139
DELISTED
Jagged Peak Energy Inc.
JAG
$9K ﹤0.01%
650
– –
ASNA
4140
DELISTED
Ascena Retail Group, Inc.
ASNA
$9K ﹤0.01%
190
– –
LION
4141
DELISTED
Fidelity Southern Corporation
LION
$9K ﹤0.01%
400
– –
KS
4142
DELISTED
KapStone Paper and Pack Corp.
KS
$9K ﹤0.01%
423
+422
+42,200% +$9.38K
HGT
4143
DELISTED
Hugoton Royalty Trust
HGT
$9K ﹤0.01%
5,018
-500
-9% -$888
IPXL
4144
DELISTED
Impax Laboratories, Inc.
IPXL
$9K ﹤0.01%
425
-75
-15% -$1.43K
DXTR
4145
DELISTED
Dextera Surgical Inc.
DXTR
$9K ﹤0.01%
31,564
-1,400
-4% -$403
ASBB
4146
DELISTED
ASB Bancorp Inc
ASBB
$9K ﹤0.01%
200
– –
NCB
4147
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$9K ﹤0.01%
500
– –
SOIL
4148
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$9K ﹤0.01%
900
– –
DXJR
4149
DELISTED
WisdomTree Japan Hedged Real Estate Fund
DXJR
$9K ﹤0.01%
614
– –
CHA
4150
DELISTED
China Telecom Corporation, LTD
CHA
$9K ﹤0.01%
170
– –
164 165
166
167 168

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.