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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
4126
GDL Fund
GDL
$91.6M
$3K ﹤0.01%
315
– –
GLTR icon
4127
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.72B
$3K ﹤0.01%
50
-100
-67% -$5.62K
H icon
4128
Hyatt Hotels
H
$16.6B
$3K ﹤0.01%
73
– –
HDSN
4129
Hudson Technologies
HDSN
$232M
$3K ﹤0.01%
1,100
– –
HLX icon
4130
Helix Energy Solutions
HLX
$1.49B
$3K ﹤0.01%
695
– –
HPP
4131
Hudson Pacific Properties
HPP
$765M
$3K ﹤0.01%
15
+2
+15% +$415
IMMP
4132
Immutep
IMMP
$56.5M
$3K ﹤0.01%
600
– –
IOSP icon
4133
Innospec
IOSP
$2.3B
$3K ﹤0.01%
57
+40
+235% +$1.83K
IX icon
4134
ORIX
IX
$43.9B
$3K ﹤0.01%
195
+35
+22% +$486
KNDI
4135
Kandi Technologies Group
KNDI
$63.3M
$3K ﹤0.01%
500
– –
KWR icon
4136
Quaker Houghton
KWR
$2.92B
$3K ﹤0.01%
34
-12
-26% -$992
LCII icon
4137
LCI Industries
LCII
$2.57B
$3K ﹤0.01%
50
– –
LEE icon
4138
Lee Enterprises
LEE
$180M
$3K ﹤0.01%
143
+118
+472% +$2.9K
LTRX icon
4139
Lantronix
LTRX
$277M
$3K ﹤0.01%
2,338
– –
MBWM icon
4140
Mercantile Bank Corp
MBWM
$1.06B
$3K ﹤0.01%
+123
New +$2.52K
NNVC icon
4141
NanoViricides
NNVC
$34.7M
$3K ﹤0.01%
143
– –
NVEC icon
4142
NVE Corp
NVEC
$581M
$3K ﹤0.01%
52
-4
-7% -$237
OMER icon
4143
Omeros
OMER
$974M
$3K ﹤0.01%
305
-470
-61% -$7.32K
OMEX icon
4144
Odyssey Marine Exploration
OMEX
$52.1M
$3K ﹤0.01%
813
– –
PESI icon
4145
Perma-Fix Environmental Services
PESI
$436M
$3K ﹤0.01%
860
-860
-50% -$3.32K
PKE icon
4146
Park Aerospace
PKE
$821M
$3K ﹤0.01%
153
-16
-9% -$283
PRPO icon
4147
Precipio
PRPO
$39.1M
– –
0
– –
PRTS icon
4148
CarParts.com
PRTS
$51.5M
$3K ﹤0.01%
150
– –
QURE icon
4149
uniQure
QURE
$3.15B
$3K ﹤0.01%
+167
New +$4.4K
RBC icon
4150
RBC Bearings
RBC
$17.6B
$3K ﹤0.01%
53
-147
-74% -$9.55K
164 165
166
167 168

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.