We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXEN
4126
DELISTED
FX ENERGY INC
FXEN
$2K ﹤0.01%
1,200
-3,800
-76% -$9.35K
PSEM
4127
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
$2K ﹤0.01%
120
– –
ONCY
4128
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$2K ﹤0.01%
+4,000
New +$2.42K
CNW
4129
DELISTED
CON-WAY INC.
CNW
$2K ﹤0.01%
44
-51
-54% -$2.36K
MM
4130
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$2K ﹤0.01%
1,000
– –
APP
4131
DELISTED
AMERICAN APPAREL INC COM
APP
$2K ﹤0.01%
2,000
– –
RYL
4132
DELISTED
RYLAND GROUP INC
RYL
$2K ﹤0.01%
33
-406
-92% -$14.7K
IGTE
4133
DELISTED
IGATE CORPORATION
IGTE
$2K ﹤0.01%
+45
New +$1.62K
GEVA
4134
DELISTED
SYNAGEVA BIOPHARMA CORP COM STK (DE)
GEVA
$2K ﹤0.01%
20
+8
+67% +$631
LTM
4135
DELISTED
LIFE TIME FITNESS INC
LTM
$2K ﹤0.01%
43
-800
-95% -$42.8K
BPZ
4136
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$2K ﹤0.01%
8,500
+1,000
+13% +$907
QRM
4137
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$2K ﹤0.01%
24,676
+12,560
+104% +$1.69K
CFP
4138
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$2K ﹤0.01%
144
+137
+1,957% +$2.11K
USLV
4139
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$2K ﹤0.01%
+10
New +$2.37K
PSXP
4140
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$2K ﹤0.01%
+29
New +$1.89K
TI
4141
DELISTED
Telecom Italia
TI
$2K ﹤0.01%
173
-168
-49% -$1.83K
AST
4142
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$2K ﹤0.01%
+622
New +$2.5K
MRVC
4143
DELISTED
MRV Communications Inc
MRVC
$2K ﹤0.01%
160
– –
SVA
4144
DELISTED
Sinovac Biotech, Ltd
SVA
$2K ﹤0.01%
+300
New +$1.53K
TIVO
4145
DELISTED
TIVO INC
TIVO
$2K ﹤0.01%
200
– –
RBL
4146
DELISTED
SPDR S&P Russia ETF
RBL
$2K ﹤0.01%
+113
New +$2.17K
EMCG
4147
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$2K ﹤0.01%
+100
New +$2.5K
DDC
4148
DELISTED
Dominion Diamond Corporation
DDC
$2K ﹤0.01%
135
– –
PFA
4149
DELISTED
POWERSHARES GLB EXCH TRD FD DYNAMIC DEVEL INTL OPPORT PORT
PFA
$2K ﹤0.01%
80
– –
FGL
4150
DELISTED
Fidelity & Guaranty Life
FGL
$2K ﹤0.01%
+74
New +$1.74K
164 165
166
167 168

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.