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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MESO
4101
Mesoblast
MESO
$2.18B
$14K ﹤0.01%
865
– –
MVIS icon
4102
Microvision
MVIS
$89.7M
$14K ﹤0.01%
753
-9
-1% -$141
NPO icon
4103
Enpro
NPO
$7.12B
$14K ﹤0.01%
182
-218
-55% -$16.1K
NRP icon
4104
Natural Resource Partners
NRP
$1.36B
$14K ﹤0.01%
465
– –
PKOH icon
4105
Park-Ohio Holdings
PKOH
$716M
$14K ﹤0.01%
375
-63
-14% -$2.44K
SCNI
4106
Scinai Immunotherapeutics
SCNI
$1.28M
$14K ﹤0.01%
25
– –
STRL icon
4107
Sterling Infrastructure
STRL
$16.8B
$14K ﹤0.01%
1,000
+750
+300% +$10.6K
UFI icon
4108
UNIFI
UFI
$127M
$14K ﹤0.01%
506
-177
-26% -$5.54K
USPX icon
4109
Franklin US Equity Index ETF
USPX
$2.09B
$14K ﹤0.01%
460
-192
-29% -$5.91K
VNDA icon
4110
Vanda Pharmaceuticals
VNDA
$314M
$14K ﹤0.01%
+609
New +$12.4K
WNEB icon
4111
Western New England Bancorp
WNEB
$282M
$14K ﹤0.01%
+1,250
New +$13.5K
WSBF icon
4112
Waterstone Financial
WSBF
$378M
$14K ﹤0.01%
836
+700
+515% +$11.9K
SYRS
4113
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
$14K ﹤0.01%
115
– –
WIL
4114
DELISTED
iPath Women in Leadership ETN
WIL
$14K ﹤0.01%
200
– –
GTS
4115
DELISTED
Triple-S Management Corporation
GTS
$14K ﹤0.01%
+736
New +$19.5K
MDP
4116
DELISTED
Meredith Corporation
MDP
$14K ﹤0.01%
271
-15
-5% -$784
AEGN
4117
DELISTED
Aegion Corp
AEGN
$14K ﹤0.01%
550
-65
-11% -$1.62K
TRQ
4118
DELISTED
Turquoise Hill Resources Ltd
TRQ
$14K ﹤0.01%
680
-31
-4% -$775
LTM
4119
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$14K ﹤0.01%
+1,469
New +$14.5K
ASNA
4120
DELISTED
Ascena Retail Group, Inc.
ASNA
$14K ﹤0.01%
151
– –
INXX
4121
DELISTED
Columbia India Infrastructure ETF
INXX
$14K ﹤0.01%
1,100
+500
+83% +$6.37K
MBT
4122
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$14K ﹤0.01%
1,702
-10,294
-86% -$85K
ACLS icon
4123
Axcelis
ACLS
$4.39B
$13K ﹤0.01%
626
-61
-9% -$1.26K
ASX icon
4124
ASE Group
ASX
$103B
$13K ﹤0.01%
2,638
-2,816
-52% -$13.3K
AZZ icon
4125
AZZ Inc
AZZ
$4.55B
$13K ﹤0.01%
262
+24
+10% +$1.28K
163 164
165
166 167

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.