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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPG
4101
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$10K ﹤0.01%
400
– –
SGF
4102
DELISTED
Aberdeen Singapore Fund
SGF
$10K ﹤0.01%
900
– –
AAON icon
4103
Aaon
AAON
$7.31B
$9K ﹤0.01%
374
+69
+23% +$1.57K
ATEX icon
4104
Anterix
ATEX
$1.81B
$9K ﹤0.01%
300
-1,000
-77% -$27.4K
ATRC icon
4105
AtriCure
ATRC
$2.12B
$9K ﹤0.01%
388
– –
BANC icon
4106
Banc of California
BANC
$3B
$9K ﹤0.01%
397
-300
-43% -$5.92K
BEDU
4107
DELISTED
Bright Scholar Education Holdings
BEDU
$9K ﹤0.01%
+95
New +$6.54K
BH icon
4108
Biglari Holdings Class B
BH
$1.21B
$9K ﹤0.01%
42
-198
-83% -$44.8K
CENX icon
4109
Century Aluminum
CENX
$5.14B
$9K ﹤0.01%
500
– –
CHCT
4110
Community Healthcare Trust
CHCT
$433M
$9K ﹤0.01%
+319
New +$8.22K
CIK
4111
Credit Suisse Asset Management Income Fund
CIK
$134M
$9K ﹤0.01%
2,700
– –
HERZ
4112
Herzfeld Credit Income Fund
HERZ
$32.3M
$9K ﹤0.01%
156
– –
DBJP icon
4113
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$708M
$9K ﹤0.01%
228
-1,093
-83% -$42.7K
DK icon
4114
Delek US
DK
$3.72B
$9K ﹤0.01%
348
+333
+2,220% +$8.34K
EOT
4115
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
$9K ﹤0.01%
382
+62
+19% +$1.39K
FOSL icon
4116
Fossil Group
FOSL
$317M
$9K ﹤0.01%
937
– –
GGB icon
4117
Gerdau
GGB
$9.74B
$9K ﹤0.01%
+3,150
New +$8.85K
KF
4118
Korea Fund
KF
$243M
$9K ﹤0.01%
211
– –
LSCC icon
4119
Lattice Semiconductor
LSCC
$18.2B
$9K ﹤0.01%
1,870
+20
+1% +$122
MITT
4120
TPG Mortgage Investment Trust
MITT
$201M
$9K ﹤0.01%
162
– –
MYO icon
4121
Myomo
MYO
$56.6M
$9K ﹤0.01%
50
+33
+194% +$7.92K
PIM
4122
Franklin Master Intermediate Income Trust
PIM
$153M
$9K ﹤0.01%
2,085
+88
+4% +$416
QEFA icon
4123
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$9K ﹤0.01%
137
+2
+1% +$125
TSE
4124
DELISTED
Trinseo
TSE
$9K ﹤0.01%
128
-24
-16% -$1.6K
VNCE icon
4125
Vince Holding Corp
VNCE
$83.4M
$9K ﹤0.01%
+1,500
New +$8.09K
163 164
165
166 167

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.