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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPG
4101
DELISTED
Metaldyne Performance Group Inc.
MPG
$6K ﹤0.01%
400
-621
-61% -$9.69K
RSTI
4102
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$6K ﹤0.01%
159
– –
AMNB
4103
DELISTED
American National Bankshares Inc
AMNB
$6K ﹤0.01%
+201
New +$5.37K
IHC
4104
DELISTED
Independence Holding Company
IHC
$6K ﹤0.01%
328
– –
AXJL
4105
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$6K ﹤0.01%
101
– –
ARGS
4106
DELISTED
Argos Therapeutics, Inc.
ARGS
$6K ﹤0.01%
63
– –
BOBE
4107
DELISTED
Bob Evans Farms, Inc.
BOBE
$6K ﹤0.01%
159
-137
-46% -$5.16K
PWO
4108
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$6K ﹤0.01%
77
– –
QGENF
4109
DELISTED
QIAGEN NV
QGENF
$6K ﹤0.01%
245
+85
+53% +$2.08K
ALNT icon
4110
Allient
ALNT
$1.86B
$5K ﹤0.01%
408
+1
+0.2% +$14
AMH icon
4111
American Homes 4 Rent
AMH
$12.3B
$5K ﹤0.01%
222
+21
+10% +$455
AXDX
4112
DELISTED
Accelerate Diagnostics
AXDX
$5K ﹤0.01%
+20
New +$4.42K
BAP icon
4113
Credicorp
BAP
$29.8B
$5K ﹤0.01%
37
-20
-35% -$3.15K
BCO icon
4114
Brink's
BCO
$4.72B
$5K ﹤0.01%
130
-138
-51% -$4.74K
BLUE
4115
DELISTED
bluebird bio
BLUE
$5K ﹤0.01%
6
-10
-63% -$7.24K
BMA icon
4116
Banco Macro
BMA
$5.14B
$5K ﹤0.01%
+65
New +$4.95K
CATO icon
4117
Cato Corp
CATO
$66.7M
$5K ﹤0.01%
140
-57
-29% -$1.97K
CATY icon
4118
Cathay General Bancorp
CATY
$4.31B
$5K ﹤0.01%
145
– –
CHIQ icon
4119
Global X MSCI China Consumer Discretionary ETF
CHIQ
$120M
$5K ﹤0.01%
375
– –
CVM icon
4120
CEL-SCI Corp
CVM
$26M
$5K ﹤0.01%
22
– –
DIOD icon
4121
Diodes
DIOD
$4.48B
$5K ﹤0.01%
242
– –
EBS icon
4122
Emergent Biosolutions
EBS
$230M
$5K ﹤0.01%
150
-905
-86% -$26.3K
ECPG icon
4123
Encore Capital Group
ECPG
$2.15B
$5K ﹤0.01%
+220
New +$4.96K
EDEN icon
4124
iShares MSCI Denmark ETF
EDEN
$208M
$5K ﹤0.01%
+90
New +$5.04K
EGY icon
4125
Vaalco Energy
EGY
$592M
$5K ﹤0.01%
5,000
– –
163 164
165
166 167

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.