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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIR icon
4101
ClearSign Technologies
CLIR
$28.4M
$5K ﹤0.01%
100
– –
CLS icon
4102
Celestica
CLS
$39.1B
$5K ﹤0.01%
538
– –
DIOD icon
4103
Diodes
DIOD
$4.75B
$5K ﹤0.01%
242
+1
+0.4% +$19
EET icon
4104
ProShares Ultra MSCI Emerging Markets
EET
$35.9M
$5K ﹤0.01%
+100
New +$4.76K
EGY icon
4105
Vaalco Energy
EGY
$620M
$5K ﹤0.01%
5,000
– –
EVX icon
4106
VanEck Environmental Services ETF
EVX
$102M
$5K ﹤0.01%
380
– –
FAS icon
4107
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
$5K ﹤0.01%
+200
New +$5.26K
FISI icon
4108
Financial Institutions
FISI
$821M
$5K ﹤0.01%
200
-300
-60% -$8.27K
FXE icon
4109
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$5K ﹤0.01%
45
-362
-89% -$39.9K
GGZ
4110
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$5K ﹤0.01%
505
-26
-5% -$272
GLU
4111
Gabelli Utility & Income Trust
GLU
$116M
$5K ﹤0.01%
250
-110
-31% -$1.97K
GMOM icon
4112
Cambria Global Momentum ETF
GMOM
$72.1M
$5K ﹤0.01%
200
– –
GTLS
4113
DELISTED
Chart Industries
GTLS
$5K ﹤0.01%
218
– –
HLX icon
4114
Helix Energy Solutions
HLX
$1.5B
$5K ﹤0.01%
695
– –
IIIN icon
4115
Insteel Industries
IIIN
$633M
$5K ﹤0.01%
179
+176
+5,867% +$4.98K
INGN icon
4116
Inogen
INGN
$157M
$5K ﹤0.01%
100
– –
JOUT icon
4117
Johnson Outdoors
JOUT
$494M
$5K ﹤0.01%
200
– –
LMAT icon
4118
LeMaitre Vascular
LMAT
$1.89B
$5K ﹤0.01%
353
– –
MSD
4119
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$5K ﹤0.01%
500
– –
NAII icon
4120
Natural Alternatives International
NAII
$13.7M
$5K ﹤0.01%
418
-2,395
-85% -$29K
NMI icon
4121
Nuveen Municipal Income
NMI
$130M
$5K ﹤0.01%
390
– –
NNVC icon
4122
NanoViricides
NNVC
$34.7M
$5K ﹤0.01%
143
– –
NRT
4123
North European Oil Royalty Trust
NRT
$83.8M
$5K ﹤0.01%
504
– –
NUS icon
4124
Nu Skin
NUS
$236M
$5K ﹤0.01%
110
– –
NWG icon
4125
NatWest
NWG
$75.8B
$5K ﹤0.01%
943
-465
-33% -$3.26K
163 164
165
166 167

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.