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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TI.A
4101
DELISTED
Telecom Italia 10 Svg
TI.A
$2K ﹤0.01%
225
-138
-38% -$1.18K
LABL
4102
DELISTED
Multi-Color Corp
LABL
$2K ﹤0.01%
31
– –
SDLP
4103
DELISTED
SEADRILL PARTNERS LLC
SDLP
$2K ﹤0.01%
10
-120
-92% -$26.9K
AUSE
4104
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$2K ﹤0.01%
45
– –
ITG
4105
DELISTED
Investment Technology Group Inc
ITG
$2K ﹤0.01%
+112
New +$2.09K
ANW
4106
DELISTED
Aegean Marine Petroleum Network
ANW
$2K ﹤0.01%
158
– –
SNMX
4107
DELISTED
Senomyx, Inc.
SNMX
$2K ﹤0.01%
260
– –
GST
4108
DELISTED
Gastar Exploration Inc.
GST
$2K ﹤0.01%
1,100
+500
+83% +$1.82K
ILG
4109
DELISTED
ILG, Inc Common Stock
ILG
$2K ﹤0.01%
93
+28
+43% +$591
WGL
4110
DELISTED
Wgl Holdings
WGL
$2K ﹤0.01%
28
+3
+12% +$145
EWEM
4111
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$2K ﹤0.01%
50
– –
GLBR
4112
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$2K ﹤0.01%
11
– –
TESO
4113
DELISTED
Tesco Corp
TESO
$2K ﹤0.01%
+131
New +$2.05K
PMC
4114
DELISTED
PharMerica Corporation
PMC
$2K ﹤0.01%
136
+28
+26% +$665
CEMP
4115
DELISTED
Cempra, Inc.
CEMP
$2K ﹤0.01%
96
– –
WBMD
4116
DELISTED
WebMD Health Corp.
WBMD
$2K ﹤0.01%
58
+55
+1,833% +$2.11K
IMN
4117
DELISTED
Imation
IMN
$2K ﹤0.01%
422
-12
-3% -$39
ACTS
4118
DELISTED
Actions Semiconductor Co
ACTS
$2K ﹤0.01%
+1,000
New +$1.87K
QLTI
4119
DELISTED
QLT Inc
QLTI
$2K ﹤0.01%
+580
New +$2.27K
RLOC
4120
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$2K ﹤0.01%
500
– –
CTCM
4121
DELISTED
CTC MEDIA INC COM STK
CTCM
$2K ﹤0.01%
+487
New +$2.71K
RSXJ
4122
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$2K ﹤0.01%
+100
New +$2.56K
ZINC
4123
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$2K ﹤0.01%
100
– –
MW
4124
DELISTED
THE MENS WAREHOUSE INC
MW
$2K ﹤0.01%
45
– –
MDAS
4125
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$2K ﹤0.01%
83
+66
+388% +$1.34K
163 164
165
166 167

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HAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.