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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDTF icon
4076
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$14K ﹤0.01%
578
-3,000
-84% -$72K
TECL icon
4077
Direxion Daily Technology Bull 3x ETF
TECL
$6.38B
$14K ﹤0.01%
1,650
– –
USL icon
4078
United States 12 Month Oil Fund,
USL
$45.4M
$14K ﹤0.01%
753
– –
UUUU icon
4079
Energy Fuels
UUUU
$3.8B
$14K ﹤0.01%
4,837
-500
-9% -$1.61K
VFMO icon
4080
Vanguard US Momentum Factor ETF
VFMO
$1.96B
$14K ﹤0.01%
206
– –
VNCE icon
4081
Vince Holding Corp
VNCE
$79.7M
$14K ﹤0.01%
1,500
– –
VSDA icon
4082
VictoryShares Dividend Accelerator ETF
VSDA
$252M
$14K ﹤0.01%
513
+3
+0.6% +$87
VVX icon
4083
V2X
VVX
$2.61B
$14K ﹤0.01%
622
+53
+9% +$1.35K
WSBF icon
4084
Waterstone Financial
WSBF
$383M
$14K ﹤0.01%
801
-35
-4% -$581
XES icon
4085
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$399M
$14K ﹤0.01%
166
-300
-64% -$38.9K
CCEC
4086
Capital Clean Energy Carriers
CCEC
$1.35B
$14K ﹤0.01%
949
-127
-12% -$2.29K
HURA
4087
TuHURA Biosciences
HURA
$153M
$14K ﹤0.01%
2
– –
VIVS
4088
VivoSim Labs
VIVS
$1.14M
$14K ﹤0.01%
63
-99
-61% -$24.9K
FFNW
4089
DELISTED
First Financial Northwest, Inc
FFNW
$14K ﹤0.01%
896
+4
+0.4% +$61
NWLI
4090
DELISTED
National Western Life Group, Inc. Class A
NWLI
$14K ﹤0.01%
49
+42
+600% +$12.3K
AEL
4091
DELISTED
American Equity Investment Life Holding Company
AEL
$14K ﹤0.01%
474
-74
-14% -$2.38K
NSTG
4092
DELISTED
NanoString Technologies, Inc.
NSTG
$14K ﹤0.01%
919
-4,531
-83% -$71.9K
CYBE
4093
DELISTED
Cyberoptics Corp
CYBE
$14K ﹤0.01%
805
– –
PSB
4094
DELISTED
PS Business Parks, Inc.
PSB
$14K ﹤0.01%
106
+46
+77% +$6.1K
RBNC
4095
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
$14K ﹤0.01%
+600
New +$14K
ENBL
4096
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$14K ﹤0.01%
1,000
+434
+77% +$6.41K
CORE
4097
DELISTED
Core Mark Holding Co., Inc.
CORE
$14K ﹤0.01%
588
+43
+8% +$1.31K
ADSW
4098
DELISTED
Advanced Disposal Services Inc
ADSW
$14K ﹤0.01%
582
+339
+140% +$8.76K
BREW
4099
DELISTED
Craft Brew Alliance, Inc.
BREW
$14K ﹤0.01%
935
+185
+25% +$3.04K
FSCT
4100
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$14K ﹤0.01%
550
– –
162 163
164
165 166

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.