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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSR
4076
DELISTED
Whitestone REIT
WSR
$6K ﹤0.01%
446
– –
WVVI icon
4077
Willamette Valley Vineyards
WVVI
$12M
$6K ﹤0.01%
765
+100
+15% +$813
XT icon
4078
iShares Future Exponential Technologies ETF
XT
$4.01B
$6K ﹤0.01%
242
– –
LFWD icon
4079
ReWalk Robotics
LFWD
$22.2M
– –
0
– –
SEAC
4080
DELISTED
Seachange International Inc
SEAC
$6K ﹤0.01%
109
– –
SJR
4081
DELISTED
Shaw Communications Inc.
SJR
$6K ﹤0.01%
257
– –
ALR
4082
DELISTED
AlerisLife Inc
ALR
$6K ﹤0.01%
303
– –
BNFT
4083
DELISTED
Benefitfocus, Inc.
BNFT
$6K ﹤0.01%
150
– –
TMBR
4084
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$6K ﹤0.01%
1
– –
LFC
4085
DELISTED
China Life Insurance Company Ltd.
LFC
$6K ﹤0.01%
433
-186
-30% -$2.24K
NAV
4086
DELISTED
Navistar International
NAV
$6K ﹤0.01%
266
– –
STAY
4087
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$6K ﹤0.01%
453
-436
-49% -$6.33K
NGHC
4088
DELISTED
National General Holdings Corp
NGHC
$6K ﹤0.01%
282
– –
AMAG
4089
DELISTED
AMAG Pharmaceuticals
AMAG
$6K ﹤0.01%
245
-45
-16% -$1.13K
TSLF
4090
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$6K ﹤0.01%
340
– –
SRCI
4091
DELISTED
SRC Energy Inc
SRCI
$6K ﹤0.01%
911
-19,952
-96% -$132K
BNCL
4092
DELISTED
Beneficial Bancorp, Inc.
BNCL
$6K ﹤0.01%
456
+300
+192% +$4.25K
APB
4093
DELISTED
Asia Pacific Fund
APB
$6K ﹤0.01%
526
– –
ECYT
4094
DELISTED
Endocyte, Inc. Common Stock
ECYT
$6K ﹤0.01%
1,825
– –
PHH
4095
DELISTED
PHH Corporation
PHH
$6K ﹤0.01%
434
+300
+224% +$4.4K
CCUR
4096
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$6K ﹤0.01%
1,000
+500
+100% +$2.68K
CUDA
4097
DELISTED
Barracuda Networks, Inc.
CUDA
$6K ﹤0.01%
+229
New +$5.03K
CBF
4098
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$6K ﹤0.01%
190
+1
+0.5% +$30
SIPE
4099
DELISTED
SPDR Bloomberg Barclays 0-5 Year TIPS ETF
SIPE
$6K ﹤0.01%
300
– –
XCO
4100
DELISTED
Exco Resources
XCO
$6K ﹤0.01%
400
-67
-14% -$1.2K
162 163
164
165 166

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.