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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSR
4076
DELISTED
Neustar Inc
NSR
$5K ﹤0.01%
201
-1,443
-88% -$37.3K
TRR
4077
DELISTED
Trc Companies
TRR
$5K ﹤0.01%
500
-6
-1% -$64
ISIL
4078
DELISTED
Intersil Corp
ISIL
$5K ﹤0.01%
423
-91
-18% -$1.21K
BEBE
4079
DELISTED
Bebe Stores Inc
BEBE
$5K ﹤0.01%
+874
New +$6.96K
CVT
4080
DELISTED
CVENT, INC.
CVT
$5K ﹤0.01%
139
+110
+379% +$3.71K
VSPY
4081
DELISTED
DIREXIONS&P 500 VOLATILITY RESPONSE SHARES
VSPY
$5K ﹤0.01%
100
– –
ASEI
4082
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$5K ﹤0.01%
+130
New +$5.18K
QLTB
4083
DELISTED
ISHARES BAA BA RATED CORP BOND FUND
QLTB
$5K ﹤0.01%
100
-631
-86% -$31.5K
TUMI
4084
DELISTED
TUMI HLDGS INC COM
TUMI
$5K ﹤0.01%
308
+22
+8% +$375
PBY
4085
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$5K ﹤0.01%
250
– –
YELL
4086
DELISTED
Yellow Corporation Common Stock
YELL
$5K ﹤0.01%
350
– –
IHC
4087
DELISTED
Independence Holding Company
IHC
$5K ﹤0.01%
328
– –
VVUS
4088
DELISTED
Vivus Inc
VVUS
$5K ﹤0.01%
444
+164
+59% +$2.22K
FXSG
4089
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
$5K ﹤0.01%
+70
New +$4.9K
NSU
4090
DELISTED
Nevsun Resources Ltd.
NSU
$5K ﹤0.01%
1,818
-6,509
-78% -$18.5K
DRII
4091
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$5K ﹤0.01%
205
-19
-8% -$499
QGENF
4092
DELISTED
QIAGEN NV
QGENF
$5K ﹤0.01%
198
+59
+42% +$1.49K
ADVM
4093
DELISTED
Adverum Biotechnologies
ADVM
$4K ﹤0.01%
43
– –
BNBX
4094
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
ARCB icon
4095
ArcBest
ARCB
$3.28B
$4K ﹤0.01%
184
-411
-69% -$10.2K
ATRC icon
4096
AtriCure
ATRC
$2.21B
$4K ﹤0.01%
160
– –
BCRX icon
4097
BioCryst Pharmaceuticals
BCRX
$2.51B
$4K ﹤0.01%
389
– –
BLDP
4098
Ballard Power Systems
BLDP
$790M
$4K ﹤0.01%
2,428
+500
+26% +$708
BSM icon
4099
Black Stone Minerals
BSM
$3.06B
$4K ﹤0.01%
+250
New +$3.61K
CAMT icon
4100
Camtek
CAMT
$8.06B
$4K ﹤0.01%
2,000
– –
162 163
164
165 166

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.