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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRCE
4076
Grace Therapeutics
GRCE
$44.4M
$2K ﹤0.01%
8
– –
ATSG
4077
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
+250
New +$1.99K
BIOL
4078
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
FRTX
4079
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$2K ﹤0.01%
1
– –
GLCN
4080
DELISTED
VanEck China Growth Leaders ETF
GLCN
$2K ﹤0.01%
42
– –
KBAL
4081
DELISTED
Kimball International
KBAL
$2K ﹤0.01%
+225
New +$2.42K
AMBC.WS
4082
DELISTED
Ambac Financial Group
AMBC.WS
$2K ﹤0.01%
125
– –
CYRN
4083
DELISTED
CYREN Ltd.
CYRN
$2K ﹤0.01%
50
– –
ZNH
4084
DELISTED
China Southern Airlines Company Limited
ZNH
$2K ﹤0.01%
+80
New +$1.61K
MIC
4085
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2K ﹤0.01%
25
– –
ENIA
4086
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2K ﹤0.01%
260
-98
-27% -$841
VCRA
4087
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$2K ﹤0.01%
+200
New +$1.9K
QTS
4088
DELISTED
QTS REALTY TRUST, INC.
QTS
$2K ﹤0.01%
54
-41
-43% -$1.34K
CUB
4089
DELISTED
Cubic Corporation
CUB
$2K ﹤0.01%
38
– –
IPHI
4090
DELISTED
INPHI CORPORATION
IPHI
$2K ﹤0.01%
+100
New +$1.46K
ZAGG
4091
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$2K ﹤0.01%
300
– –
CEL
4092
DELISTED
Cellcom Israel, Ltd.
CEL
$2K ﹤0.01%
194
-56
-22% -$547
VSLR
4093
DELISTED
VIVINT SOLAR, INC.
VSLR
$2K ﹤0.01%
+200
New +$2.28K
MINI
4094
DELISTED
Mobile Mini Inc
MINI
$2K ﹤0.01%
66
-500
-88% -$20.2K
AYR
4095
DELISTED
Aircastle Ltd
AYR
$2K ﹤0.01%
+74
New +$1.44K
WCG
4096
DELISTED
Wellcare Health Plans, Inc.
WCG
$2K ﹤0.01%
23
– –
LOR
4097
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2K ﹤0.01%
124
– –
PNTR
4098
DELISTED
Pointer Telocation Ltd.
PNTR
$2K ﹤0.01%
+275
New +$2.25K
EGI
4099
DELISTED
Entre Resources Ltd. Common Shares
EGI
$2K ﹤0.01%
12,200
– –
TRK
4100
DELISTED
Speedway Motorsports, Inc.
TRK
$2K ﹤0.01%
101
-2,399
-96% -$47K
162 163
164
165 166

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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.