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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARO
4051
DELISTED
Carolina Financial Corp.
CARO
$16K ﹤0.01%
416
+25
+6% +$1.04K
TYPE
4052
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$16K ﹤0.01%
771
-173
-18% -$3.57K
ORM
4053
DELISTED
Owens Realty Mortgage, Inc.
ORM
$16K ﹤0.01%
958
– –
BL icon
4054
BlackLine
BL
$1.82B
$15K ﹤0.01%
+254
New +$12.7K
CLSD
4055
DELISTED
Clearside Biomedical
CLSD
$15K ﹤0.01%
160
– –
CRESY
4056
Cresud
CRESY
$759M
$15K ﹤0.01%
1,169
– –
HRTX icon
4057
Heron Therapeutics
HRTX
$63.5M
$15K ﹤0.01%
481
-211
-30% -$7.86K
HSDT icon
4058
Solana Company
HSDT
$105M
– –
0
– –
MZTI
4059
The Marzetti Company
MZTI
$3.18B
$15K ﹤0.01%
107
+14
+15% +$2.09K
MYO icon
4060
Myomo
MYO
$60.2M
$15K ﹤0.01%
247
+14
+6% +$920
OXSQ icon
4061
Oxford Square Capital
OXSQ
$160M
$15K ﹤0.01%
2,139
+293
+16% +$2.11K
PALI icon
4062
Palisade Bio
PALI
$375M
– –
0
– –
PRDO icon
4063
Perdoceo Education
PRDO
$1.96B
$15K ﹤0.01%
+1,000
New +$16.5K
SAH icon
4064
Sonic Automotive
SAH
$2.56B
$15K ﹤0.01%
778
– –
SID icon
4065
Companhia Siderúrgica Nacional
SID
$1.19B
$15K ﹤0.01%
6,520
– –
VICE icon
4066
AdvisorShares Vice ETF
VICE
$7.17M
$15K ﹤0.01%
+561
New +$14.7K
VTWV icon
4067
Vanguard Russell 2000 Value ETF
VTWV
$1.38B
$15K ﹤0.01%
124
+15
+14% +$1.76K
FFNW
4068
DELISTED
First Financial Northwest, Inc
FFNW
$15K ﹤0.01%
892
-412
-32% -$7.49K
TCS
4069
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$15K ﹤0.01%
88
-25
-22% -$3.73K
ATRI
4070
DELISTED
Atrion Corp
ATRI
$15K ﹤0.01%
21
-5
-19% -$3.21K
DMK
4071
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$15K ﹤0.01%
60
+23
+62% +$5.45K
NYMX
4072
DELISTED
Nymox Pharmaceutical Corp
NYMX
$15K ﹤0.01%
6,100
-500
-8% -$1.48K
IDHD
4073
DELISTED
Invesco S&P International Developed High Dividend Low Volatility ETF
IDHD
$15K ﹤0.01%
+537
New +$15K
EMCF
4074
DELISTED
Emclaire Financial Corp
EMCF
$15K ﹤0.01%
400
– –
HNP
4075
DELISTED
Huaneng Power Intl, Inc.
HNP
$15K ﹤0.01%
590
-1,931
-77% -$52.2K
161 162
163
164 165

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.