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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPK
4051
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$11K ﹤0.01%
+708
New +$10.6K
BSF
4052
DELISTED
Bear State Financial, Inc.
BSF
$11K ﹤0.01%
1,111
-2,500
-69% -$24.2K
IOIL
4053
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$11K ﹤0.01%
1,000
– –
TERP
4054
DELISTED
TerraForm Power, Inc
TERP
$11K ﹤0.01%
805
-213
-21% -$2.78K
EMAG
4055
DELISTED
VanEck Vectors Emerging Markets Aggregate Bond ETF
EMAG
$11K ﹤0.01%
+500
New +$10.9K
BPMC
4056
DELISTED
Blueprint Medicines
BPMC
$10K ﹤0.01%
+145
New +$7.75K
CMC icon
4057
Commercial Metals
CMC
$8.1B
$10K ﹤0.01%
500
– –
CRWS icon
4058
Crown Crafts
CRWS
$32M
$10K ﹤0.01%
1,600
– –
CYD icon
4059
China Yuchai International
CYD
$1.73B
$10K ﹤0.01%
461
-43
-9% -$854
KUST
4060
Kustom Entertainment Inc
KUST
$683K
– –
0
– –
EMDV icon
4061
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.41M
$10K ﹤0.01%
175
– –
ENIC icon
4062
Enel Chile
ENIC
$6.2B
$10K ﹤0.01%
1,672
+931
+126% +$5.3K
ERII icon
4063
Energy Recovery
ERII
$408M
$10K ﹤0.01%
1,285
-5,000
-80% -$35.7K
FCNCA icon
4064
First Citizens BancShares
FCNCA
$25.2B
$10K ﹤0.01%
27
– –
FTXH icon
4065
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$966M
$10K ﹤0.01%
478
– –
GVIP icon
4066
Goldman Sachs Hedge Industry VIP ETF
GVIP
$573M
$10K ﹤0.01%
+200
New +$9.97K
HLIT icon
4067
Harmonic Inc
HLIT
$1.26B
$10K ﹤0.01%
3,439
-368
-10% -$1.37K
IMUX icon
4068
Immunic
IMUX
$192M
$10K ﹤0.01%
5
– –
IQDG icon
4069
WisdomTree International Quality Dividend Growth Fund
IQDG
$731M
$10K ﹤0.01%
347
– –
LVHD icon
4070
Franklin US Low Volatility High Dividend Index ETF
LVHD
$623M
$10K ﹤0.01%
325
– –
MBWM icon
4071
Mercantile Bank Corp
MBWM
$1.05B
$10K ﹤0.01%
296
-133
-31% -$4.21K
NMR icon
4072
Nomura Holdings
NMR
$28.7B
$10K ﹤0.01%
1,879
+418
+29% +$2.4K
NTCT icon
4073
NETSCOUT
NTCT
$2.81B
$10K ﹤0.01%
287
– –
ODC icon
4074
Oil-Dri
ODC
$1.28B
$10K ﹤0.01%
418
+2
+0.5% +$42
PBHC icon
4075
Pathfinder Bancorp
PBHC
$100M
$10K ﹤0.01%
658
– –
161 162
163
164 165

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.