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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPK icon
4051
Graphic Packaging
GPK
$3.51B
$6K ﹤0.01%
418
-194
-32% -$2.67K
GVAL icon
4052
Cambria Global Value ETF
GVAL
$600M
$6K ﹤0.01%
+299
New +$5.7K
H icon
4053
Hyatt Hotels
H
$16.9B
$6K ﹤0.01%
117
+1
+0.9% +$52
HAFC icon
4054
Hanmi Financial
HAFC
$963M
$6K ﹤0.01%
224
+183
+446% +$4.61K
HEEM icon
4055
iShares Currency Hedged MSCI Emerging Markets
HEEM
$293M
$6K ﹤0.01%
276
– –
HLX icon
4056
Helix Energy Solutions
HLX
$1.49B
$6K ﹤0.01%
695
– –
HOV icon
4057
Hovnanian Enterprises
HOV
$799M
$6K ﹤0.01%
144
-40
-22% -$1.76K
HPP
4058
Hudson Pacific Properties
HPP
$787M
$6K ﹤0.01%
25
+7
+39% +$1.6K
LKFN icon
4059
Lakeland Financial Corp
LKFN
$1.56B
$6K ﹤0.01%
+174
New +$6.01K
MCHX icon
4060
Marchex
MCHX
$80.6M
$6K ﹤0.01%
2,000
– –
MLAB icon
4061
Mesa Laboratories
MLAB
$633M
$6K ﹤0.01%
53
– –
NWG icon
4062
NatWest
NWG
$76.9B
$6K ﹤0.01%
1,105
+162
+17% +$865
NZAC icon
4063
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$200M
$6K ﹤0.01%
324
– –
OLLI icon
4064
Ollie's Bargain Outlet
OLLI
$4.7B
$6K ﹤0.01%
221
+104
+89% +$2.71K
OLP
4065
One Liberty Properties
OLP
$537M
$6K ﹤0.01%
+250
New +$6.14K
PACB icon
4066
Pacific Biosciences
PACB
$357M
$6K ﹤0.01%
700
– –
PEGA icon
4067
Pegasystems
PEGA
$5.51B
$6K ﹤0.01%
440
-1,800
-80% -$24.4K
RBC icon
4068
RBC Bearings
RBC
$17.5B
$6K ﹤0.01%
72
-51
-41% -$3.9K
RICK icon
4069
RCI Hospitality Holdings
RICK
$230M
$6K ﹤0.01%
500
– –
SPGM icon
4070
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$6K ﹤0.01%
+172
New +$5.58K
SRCE icon
4071
1st Source
SRCE
$2.13B
$6K ﹤0.01%
+159
New +$5.45K
SRL icon
4072
Scully Royalty
SRL
$90.1M
$6K ﹤0.01%
600
– –
STGW icon
4073
Stagwell
STGW
$2.28B
$6K ﹤0.01%
559
-1,136
-67% -$16K
STK
4074
Columbia Seligman Premium Technology Growth Fund
STK
$943M
$6K ﹤0.01%
+335
New +$5.97K
TRS icon
4075
TriMas Corp
TRS
$1.39B
$6K ﹤0.01%
305
– –
161 162
163
164 165

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.