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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
4051
Somnigroup International
SGI
$14B
$5K ﹤0.01%
308
– –
PFC
4052
DELISTED
Premier Financial Corp. Common Stock
PFC
$5K ﹤0.01%
254
-904
-78% -$17.7K
NM.PRG
4053
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$5K ﹤0.01%
500
– –
AAIC
4054
DELISTED
Arlington Asset Investment Corp.
AAIC
$5K ﹤0.01%
392
– –
FRGI
4055
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$5K ﹤0.01%
150
– –
LTRPA
4056
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$5K ﹤0.01%
156
– –
AHPI
4057
DELISTED
Allied Healthcare Products
AHPI
$5K ﹤0.01%
2,140
-880
-29% -$2.11K
DS
4058
DELISTED
Drive Shack Inc.
DS
$5K ﹤0.01%
980
+166
+20% +$738
MFL
4059
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$5K ﹤0.01%
325
+3
+0.9% +$43
ECHO
4060
DELISTED
Echo Global Logistics, Inc.
ECHO
$5K ﹤0.01%
+250
New +$5.52K
FHK
4061
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
$5K ﹤0.01%
150
– –
HCR
4062
DELISTED
Hi-Crush Inc. Common Stock
HCR
$5K ﹤0.01%
796
-110
-12% -$751
SPYB
4063
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
$5K ﹤0.01%
100
– –
HECO
4064
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$5K ﹤0.01%
+130
New +$4.82K
HABT
4065
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$5K ﹤0.01%
200
– –
DLBS
4066
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$5K ﹤0.01%
223
– –
TOO
4067
DELISTED
Teekay Offshore Partners L.P.
TOO
$5K ﹤0.01%
863
– –
CART
4068
DELISTED
Carolina Trust BancShares
CART
$5K ﹤0.01%
732
– –
ITG
4069
DELISTED
Investment Technology Group Inc
ITG
$5K ﹤0.01%
306
-757
-71% -$13.2K
ENLK
4070
DELISTED
EnLink Midstream Partners, LP
ENLK
$5K ﹤0.01%
300
– –
APB
4071
DELISTED
Asia Pacific Fund
APB
$5K ﹤0.01%
+500
New +$5.3K
ELON
4072
DELISTED
Echelon Corp
ELON
$5K ﹤0.01%
844
-216
-20% -$1.31K
YGE
4073
DELISTED
Yingli Green Energy Holding Comp
YGE
$5K ﹤0.01%
1,000
-555
-36% -$3.54K
PMC
4074
DELISTED
PharMerica Corporation
PMC
$5K ﹤0.01%
137
– –
ASBB
4075
DELISTED
ASB Bancorp Inc
ASBB
$5K ﹤0.01%
200
– –
161 162
163
164 165

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.