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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WVVI icon
4051
Willamette Valley Vineyards
WVVI
$11.8M
$4K ﹤0.01%
665
– –
EGF
4052
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$4K ﹤0.01%
259
– –
HAYN
4053
DELISTED
Haynes International, Inc.
HAYN
$4K ﹤0.01%
100
– –
ATRI
4054
DELISTED
Atrion Corp
ATRI
$4K ﹤0.01%
11
-2
-15% -$776
PGTI
4055
DELISTED
PGT, Inc.
PGTI
$4K ﹤0.01%
+300
New +$4.15K
VRTV
4056
DELISTED
VERITIV CORPORATION
VRTV
$4K ﹤0.01%
91
-13
-13% -$476
LTRPA
4057
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$4K ﹤0.01%
156
– –
AMRS
4058
DELISTED
Amyris Inc.
AMRS
$4K ﹤0.01%
133
– –
RUTH
4059
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$4K ﹤0.01%
250
-31,900
-99% -$522K
DS
4060
DELISTED
Drive Shack Inc.
DS
$4K ﹤0.01%
814
-100
-11% -$478
SQBG
4061
DELISTED
Sequential Brands Group, Inc.
SQBG
$4K ﹤0.01%
+7
New +$4.58K
SHLO
4062
DELISTED
Shiloh Industries Inc
SHLO
$4K ﹤0.01%
500
– –
VQT
4063
DELISTED
iPath S&P VEQTOR ETN
VQT
$4K ﹤0.01%
28
– –
SPYB
4064
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
$4K ﹤0.01%
100
-900
-90% -$43.5K
HABT
4065
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$4K ﹤0.01%
200
+50
+33% +$1.34K
PKD
4066
DELISTED
Parker Drilling Company
PKD
$4K ﹤0.01%
112
– –
CART
4067
DELISTED
Carolina Trust BancShares
CART
$4K ﹤0.01%
732
– –
RTEC
4068
DELISTED
Rudolph Technologies Inc
RTEC
$4K ﹤0.01%
300
– –
EGI
4069
DELISTED
Entre Resources Ltd. Common Shares
EGI
$4K ﹤0.01%
12,200
– –
MSF
4070
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$4K ﹤0.01%
300
– –
SYNT
4071
DELISTED
Syntel Inc
SYNT
$4K ﹤0.01%
96
-10
-9% -$438
PRKR
4072
DELISTED
Parkervision Inc
PRKR
$4K ﹤0.01%
2,000
– –
BUFF
4073
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$4K ﹤0.01%
+200
New +$4.91K
ENTL
4074
DELISTED
Entellus Medical, Inc. Common Stock
ENTL
$4K ﹤0.01%
230
– –
BKMU
4075
DELISTED
Bank Mutual Corp
BKMU
$4K ﹤0.01%
467
– –
161 162
163
164 165

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.