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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCOI icon
4026
Cogent Communications
CCOI
$530M
$16K ﹤0.01%
288
-319
-53% -$17.1K
EUFN icon
4027
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$16K ﹤0.01%
778
-827
-52% -$16.9K
FCFS icon
4028
FirstCash
FCFS
$9.28B
$16K ﹤0.01%
195
-134
-41% -$11.3K
FTXH icon
4029
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$965M
$16K ﹤0.01%
676
+282
+72% +$6.54K
GGZ
4030
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
$16K ﹤0.01%
1,344
+20
+2% +$245
GTES icon
4031
Gates Industrial Corporation Ltd.
GTES
$7.05B
$16K ﹤0.01%
842
-397
-32% -$6.94K
GTLS
4032
DELISTED
Chart Industries
GTLS
$16K ﹤0.01%
201
-70
-26% -$5.18K
IDGT icon
4033
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$547M
$16K ﹤0.01%
293
-290
-50% -$15.7K
JHX icon
4034
James Hardie Industries
JHX
$17.9B
$16K ﹤0.01%
1,000
+500
+100% +$7.98K
MBWM icon
4035
Mercantile Bank Corp
MBWM
$1.06B
$16K ﹤0.01%
466
+18
+4% +$642
RICK icon
4036
RCI Hospitality Holdings
RICK
$214M
$16K ﹤0.01%
544
-47
-8% -$1.5K
SOHU
4037
Sohu.com
SOHU
$369M
$16K ﹤0.01%
804
+748
+1,336% +$19K
SOYB icon
4038
Teucrium Soybean Fund
SOYB
$60.5M
$16K ﹤0.01%
1,000
– –
TBI
4039
Trueblue
TBI
$302M
$16K ﹤0.01%
609
– –
UTES icon
4040
Virtus Reaves Utilities ETF
UTES
$1.32B
$16K ﹤0.01%
480
– –
VIRT icon
4041
Virtu Financial
VIRT
$5.04B
$16K ﹤0.01%
818
-2,836
-78% -$64.6K
VSDA icon
4042
VictoryShares Dividend Accelerator ETF
VSDA
$252M
$16K ﹤0.01%
510
+4
+0.8% +$120
ZUMZ icon
4043
Zumiez
ZUMZ
$318M
$16K ﹤0.01%
590
– –
APTO
4044
DELISTED
Aptose Biosciences, Inc.
APTO
$16K ﹤0.01%
13
-120
-90% -$161K
AUD
4045
DELISTED
Audacy, Inc.
AUD
$16K ﹤0.01%
2,123
+277
+15% +$2.15K
VIVO
4046
DELISTED
Meridian Bioscience Inc
VIVO
$16K ﹤0.01%
1,091
– –
CYBE
4047
DELISTED
Cyberoptics Corp
CYBE
$16K ﹤0.01%
805
-830
-51% -$16.5K
LMRK
4048
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$16K ﹤0.01%
1,121
+57
+5% +$764
IFEU
4049
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$16K ﹤0.01%
413
-803
-66% -$32K
GCAP
4050
DELISTED
Gain Capital Holdings, Inc.
GCAP
$16K ﹤0.01%
2,413
– –
160 161
162
163 164

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.